GLASS JAMES 4

Accession 0001209191-12-043100

CIK 0000914024other

Filed

Aug 23, 8:00 PM ET

Accepted

Aug 24, 12:40 PM ET

Size

32.5 KB

Accession

0001209191-12-043100

Form 4

Period: 2012-08-22

(see below)

Transactions

Sale
Common Stock
2012-08-22$41.77/sh−42$1,754→ 3,728 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-08-22−1,761→ 0 total
Exercise: $16.42From: 2006-01-21Exp: 2015-01-21→ Common Stock (1,761 underlying)
Sale
Common Stock
2012-08-22$41.71/sh−100$4,171→ 4,535 total
Sale
Common Stock
2012-08-22$41.74/sh−200$8,348→ 4,228 total
Sale
Common Stock
2012-08-22$41.76/sh−300$12,528→ 3,770 total
Exercise/Conversion
Common Stock
2012-08-22+7,889→ 12,524 total
Sale
Common Stock
2012-08-22$41.75/sh−7,889$329,333→ 4,635 total
Sale
Common Stock
2012-08-22$41.72/sh−107$4,464→ 4,428 total
Sale
Common Stock
2012-08-22$41.75/sh−158$6,597→ 4,070 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-08-22−2,129→ 0 total
Exercise: $26.70From: 2007-11-01Exp: 2016-11-01→ Common Stock (2,129 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-08-22−763→ 763 total
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (763 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-08-22−861→ 0 total
Exercise: $20.76From: 2006-10-13Exp: 2015-10-13→ Common Stock (861 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-08-22−2,375→ 792 total
Exercise: $17.89From: 2010-01-01Exp: 2018-10-31→ Common Stock (2,375 underlying)

Holdings

Restricted Stock Units
Exercise: $0.00From: 2010-01-01→ Common Stock (483 underlying)
483
Restricted Stock Units
Exercise: $0.00From: 2012-11-01→ Common Stock (7,258 underlying)
7,258
Restricted Stock Units
Exercise: $0.00From: 2011-01-01→ Common Stock (461 underlying)
461
Employee Stock Option (Right to Buy)
Exercise: $67.19From: 2009-01-01Exp: 2017-12-07→ Common Stock (1,228 underlying)
1,228

Footnotes (5)

[F1]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
[F2]Each restricted stock unit (RSU) represents a contingent right to recieve, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
[F3]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
[F4]The restricted stock units have no expiration date.
[F5]The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.

Documents

1 file

SHAW GROUP INC

CIK 0000914024

Entity typeother