4//SEC Filing
LEVINSON DANIEL 4
Accession 0001209191-12-043625
CIK 0000100591other
Filed
Aug 28, 8:00 PM ET
Accepted
Aug 29, 3:50 PM ET
Size
10.3 KB
Accession
0001209191-12-043625
Insider Transaction Report
Form 4
ARGAN INCAGX
LEVINSON DANIEL
Director10% Owner
Transactions
- Exercise of In-Money
Common Stock
2012-08-23$7.75/sh+32,000$248,000→ 32,000 total(indirect: By MSR Advisors, Inc.) - Exercise of In-Money
Warrant to purchase Common Stock
2012-08-23−32,000→ 8,000 total(indirect: By MSR Advisors, Inc.)Exercise: $7.75From: 2003-04-29Exp: 2012-12-31→ Common Stock (32,000 underlying)
Holdings
- 879,730(indirect: By MSR I SBIC, L.P.)
Common Stock
- 440,540(indirect: By MSR Fund II L.P.)
Common Stock
- 3,000(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]Mr. Levinson is the president and sole shareholder of MSR Advisors, Inc. ("MSRA"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares and warrants owned by MSRA. Mr. Levinson disclaims beneficial ownership of all such shares and warrants owned by MSRA.
- [F2]Mr. Levinson is the managing member of MSR I SBIC Partners, LLC, which is the general partner of MSR I SBIC, L.P. ("MSRI LP"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by MSRI LP. Mr. Levinson disclaims beneficial ownership of all such shares owned by MSRI LP.
- [F3]Mr. Levinson is the managing member of MSR Fund II GP, LLC, which is the general partner of MSR Fund II L.P. ("MSRII LP"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by MSRII LP. Mr. Levinson disclaims beneficial ownership of all such shares owned by MSRII LP.
- [F4]Mr. Levinson is the managing member of Tri-Lev LLC ("Tri-Lev"); therefore, Mr. Levinson may be deemed to indirectly beneficially own the shares owned by Tri-Lev. Mr. Levinson disclaims beneficial ownership of all such shares owned by Tri-Lev.
- [F5]Mr. Levinson directly owns stock options to purchase 30,000 shares of common stock.
Documents
Issuer
ARGAN INC
CIK 0000100591
Entity typeother
Related Parties
1- filerCIK 0001116164
Filing Metadata
- Form type
- 4
- Filed
- Aug 28, 8:00 PM ET
- Accepted
- Aug 29, 3:50 PM ET
- Size
- 10.3 KB