Moreland Darl 4
4 · Alexza Pharmaceuticals Inc. · Filed Aug 29, 2012
Insider Transaction Report
Form 4
Moreland Darl
SVP, Quality
Transactions
- Sale
Common Stock
2012-08-27$4.14/sh−10,000$41,364→ 1,908 total
Footnotes (2)
- [F1]Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2005 Equity Incentive Plan (the "Plan") that vested in full on August 24, 2012. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 25, 2012.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.05 to $4.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.