White Rick C. 4

4 · FUSION-IO, INC. · Filed Sep 14, 2012

Form 4

Period: 2012-09-12

DirectorChief Marketing Officer

Transactions

Award
Employee stock option (right to buy)
2012-09-12+42,500→ 42,500 total
Exercise: $28.61Exp: 2019-09-11→ Common Stock (42,500 underlying)
Disposition to Issuer
Employee stock option (right to buy)
2012-09-14−103,793→ 1,406,562 total
Exercise: $0.65Exp: 2019-06-01→ Common Stock (103,793 underlying)
Sale
Common Stock
2012-09-14$30.09/sh−103,793$3,122,737→ 0 total
Award
Restricted Stock Units
2012-09-12+42,500→ 42,500 total
Exercise: $0.00→ Common Stock (42,500 underlying)
Sale
Common Stock
2012-09-14$30.09/sh−103,785$3,122,496→ 2,792,687 total(indirect: By LLC)
Exercise/Conversion
Common Stock
2012-09-14$0.65/sh+103,793$67,465→ 103,793 total

Footnotes (8)

[F1]Pursuant to a Rule 10b5-1 trading plan established by West Coast VC, LLC.
[F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.44 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F3]West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein.
[F4]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
[F5]The option becomes exercisable as to 1/12th of the shares subject to the option one month from the vesting commencement date of January 1, 2016, and 1/12th of the shares each month thereafter, subject to the Reporting Person's continued service.
[F6]The award vests as to 1/4th of the shares subject to the award on February 15, 2016, and 1/4th of the shares subject to the award vest quarterly thereafter, subject to the Reporting Persons continued service.
[F7]Not applicable.
[F8]1/48 of the shares subject to the option become vested and exercisable each month from April 3, 2009, subject to the Reporting Person's continued service to the Issuer.

Documents

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