Johnson James 4
4 · ENVESTNET, INC. · Filed Sep 27, 2012
Insider Transaction Report
Form 4
Johnson James
Director
Transactions
- Sale
Common Stock
[F1][F2][F3]2012-09-25$12.05/sh−4,861$58,575→ 669,354 total(indirect: By Apex Investment Fund IV L.P) - Sale
Common Stock
[F1][F2][F3]2012-09-25$12.05/sh−3,095$37,295→ 426,439 total(indirect: By Apex Investment Fund V) - Sale
Common Stock
[F1][F2][F3]2012-09-25$12.05/sh−144$1,735→ 19,814 total(indirect: By Apex Strategic Partners IV L.P.)
Holdings
- 1,774
Common Stock
Footnotes (3)
- [F1]Sale pursuant to a 10b5-1 Plan.
- [F2]Average share sales price.
- [F3]Mr. Johnson is a Managing Member of Apex Management IV, LLC, which is the sole general partner of Apex Investment Fund IV, L.P. and the Manager of Apex Strategic Partners IV, LLC. Mr. Johnson is also a Member of Apex Management V, LLC, the sole general partner of Apex Investment Fund V, L.P. Mr. Johnson shares voting and dispositive power over the securities held by these funds. Mr. Johnson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests therein.
Signature
/s/ Shelly O'Brien by power of attorney for James Johnson|2012-09-27