PENSON WORLDWIDE INC 4
4 · PENSON WORLDWIDE INC · Filed Oct 3, 2012
Insider Transaction Report
Form 4
McCain Richard Barto
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2012-10-01$0.04/sh−361$14→ 58,263 total
Footnotes (4)
- [F1]Includes 1,176 Restricted Stock Units, the unvested portion of which will vest on December 31, 2012.
- [F2]Includes 1,537 Restricted Stock Units, the unvested portion of which will vest in quarterly installments as follows: 385 shares on November 1, 2012, 384 shares on February 1, 2013, 384 shares on May 1, 2013 and 384 shares on August 1, 2013.
- [F3]Includes 17,096 Restricted Stock Units, the unvested portion of which will vest in annual installments as follows: 8,548 shares on January 1, 2013 and 8,548 shares on January 1, 2014.
- [F4]Includes 10,773 Restricted Stock Units, the unvested portion of which will vest in annual installments as follows: 3,591 shares on March 1, 2013, 3,591 shares on March 1, 2014 and 3,591 shares on March 1, 2015.