4//SEC Filing
PENSON WORLDWIDE INC 4
Accession 0001209191-12-048190
CIK 0001123541operating
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 5:10 PM ET
Size
5.5 KB
Accession
0001209191-12-048190
Insider Transaction Report
Form 4
McCain Richard Barto
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2012-10-01$0.04/sh−361$14→ 58,263 total
Footnotes (4)
- [F1]Includes 1,176 Restricted Stock Units, the unvested portion of which will vest on December 31, 2012.
- [F2]Includes 1,537 Restricted Stock Units, the unvested portion of which will vest in quarterly installments as follows: 385 shares on November 1, 2012, 384 shares on February 1, 2013, 384 shares on May 1, 2013 and 384 shares on August 1, 2013.
- [F3]Includes 17,096 Restricted Stock Units, the unvested portion of which will vest in annual installments as follows: 8,548 shares on January 1, 2013 and 8,548 shares on January 1, 2014.
- [F4]Includes 10,773 Restricted Stock Units, the unvested portion of which will vest in annual installments as follows: 3,591 shares on March 1, 2013, 3,591 shares on March 1, 2014 and 3,591 shares on March 1, 2015.
Documents
Issuer
PENSON WORLDWIDE INC
CIK 0001123541
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001123541
Filing Metadata
- Form type
- 4
- Filed
- Oct 2, 8:00 PM ET
- Accepted
- Oct 3, 5:10 PM ET
- Size
- 5.5 KB