4//SEC Filing
CAREY FRANCIS 4
Accession 0001209191-12-049262
CIK 0001025378other
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 5:01 PM ET
Size
23.3 KB
Accession
0001209191-12-049262
Insider Transaction Report
Form 4
CAREY FRANCIS
Director
Transactions
- Exercise/Conversion
Common Stock
2012-10-01$35.16/sh+7$246→ 235,744 total - Gift
Common Stock
2012-05-09−61,000→ 0 total(indirect: By Trust) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-10-01−315→ 315 totalExercise: $29.78Exp: 2014-06-30→ Common Stock (315 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-10-01−221→ 444 totalExercise: $29.28Exp: 2015-06-30→ Common Stock (221 underlying) - Award
Common Stock
2012-09-28+2,058→ 235,422 total - Exercise/Conversion
Common Stock
2012-10-01$29.78/sh+315$9,381→ 235,737 total - Exercise/Conversion
Common Stock
2012-10-01$29.28/sh+221$6,471→ 235,965 total - Exercise/Conversion
Employee Stock Option (right to buy)
2012-10-01−7→ 16 totalExercise: $35.16Exp: 2014-12-31→ Common Stock (7 underlying)
Holdings
- 55,245(indirect: By Trust)
Common Stock
- 69,000(indirect: By Trust)
Common Stock
- 81,677(indirect: By Trust)
Common Stock
Footnotes (9)
- [F1]Received in exchange for 8,850.907 shares of Corporate Property Associates 15 Incorporated ("CPA:15") common stock in connection with the merger of CPA:15 with and into a subsidiary of the Issuer. The most recent estimated net asset value of CPA:15's common stock was $10.40 per share, and the market value of the Issuer's common stock (based on the closing price of its predecessor's stock on the date of the merger) was $49 per share.
- [F2]Includes 752.89 shares previously acquired under the Issuer's Employee Stock Purchase Plan.
- [F3]Reflects transfer of 22,743 directly held shares to a new indirectly held GRAT account, for which the Reporting Person is a Trustee, as shown above. Also, reflects a fractional adjustment in connection with broker transfers.
- [F4]On October 3, 2012, the reporting person filed a timely Form 4 reporting the acquisition of 543 shares of common stock pursuant to an exercise of employee stock options. (Also included in that Form 4 was the disposition of 61,000 shares of common stock as a gift, which was reported on a voluntary basis.) The report was originally filed under the EDGAR filing codes for W. P. Carey Inc. /MD/. Following the consummation of the merger, all future filings with respect to the acquisition or disposition of shares of common stock of the surviving company will be made using the EDGAR filing codes for W. P. Carey Inc. (formerly known as W. P. Carey & Co. LLC), and this filing is being made to report those previously reported transactions under these filing codes. A concurrent filing is being made to revoke the previously reported transactions using the EDGAR filing codes for W. P. Carey Inc. /MD/ (formerly known as W. P. Carey Inc.).
- [F5]Reflects transfers to a new indirectly held GRAT account, for which the Reporting Person is a Trustee, as shown above.
- [F6]Reflects transfers from directly held shares and existing indirectly held GRAT accounts, for which the Reporting Person is a Trustee, as shown above.
- [F7]The options vest as follows: 314 on 6/30/2009, 315 on 6/30/2010, 315 on 6/30/2011, 315 on 6/30/2012, and 315 on 6/30/2013.
- [F8]The options vest as follows: 7 on 12/31/2009, 7 on 12/31/2010, 7 on 12/31/2011, 8 on 12/31/2012, and 8 on 12/31/2013.
- [F9]The options vest as follows: 221 on 6/30/2010, 221 on 6/30/2011, 221 on 6/30/2012, 222 on 6/30/2013, and 222 on 6/30/2014.
Documents
Issuer
W. P. Carey Inc.
CIK 0001025378
Entity typeother
Related Parties
1- filerCIK 0001054814
Filing Metadata
- Form type
- 4
- Filed
- Oct 11, 8:00 PM ET
- Accepted
- Oct 12, 5:01 PM ET
- Size
- 23.3 KB