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FSI INTERNATIONAL INC 4

Accession 0001209191-12-049409

CIK 0000841692operating
View on SEC.govCompany Profile

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 4:58 PM ET

Size

32.3 KB

Accession

0001209191-12-049409

Insider Transaction Report

Form 4
Period: 2012-10-11
FSI INTERNATIONAL INCFSII
SAND BENNO G
EVP, Bus Dev & IR
Transactions
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.89/sh−20,000$37,800→ 340,500 total
    Exercise: $4.31From: 2005-04-06Exp: 2015-06-30→ COMMON STOCK (20,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.11/sh−13,000$14,430→ 306,500 total
    Exercise: $5.09From: 2006-07-18Exp: 2016-12-27→ COMMON STOCK (13,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$0.96/sh−16,000$15,360→ 293,500 total
    Exercise: $5.24From: 2007-03-27Exp: 2019-06-26→ COMMON STOCK (16,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.88/sh−2,500$14,700→ 277,500 total
    Exercise: $0.32From: 2012-03-26Exp: 2019-12-22→ COMMON STOCK (2,500 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.76/sh−30,000$52,800→ 240,000 total
    Exercise: $4.44From: 2010-09-25Exp: 2020-12-22→ COMMON STOCK (30,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.71/sh−50,000$135,500→ 110,000 total
    Exercise: $3.49From: 2012-03-21Exp: 2022-06-20→ COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.59/sh−60,000$155,400→ 60,000 total
    Exercise: $3.61From: 2012-09-20Exp: 2022-06-20→ COMMON STOCK (60,000 underlying)
  • Disposition from Tender

    COMMON STOCK

    2012-10-11$6.20/sh−70,699$438,334→ 0 total
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.47/sh−14,000$34,580→ 320,500 total
    Exercise: $3.73From: 2005-09-30Exp: 2016-04-18→ COMMON STOCK (14,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.20/sh−35,000$147,000→ 275,000 total
    Exercise: $2.00From: 2010-03-22Exp: 2020-06-25→ COMMON STOCK (35,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.55/sh−50,000$77,500→ 210,000 total
    Exercise: $4.65From: 2011-03-22Exp: 2021-06-22→ COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.03/sh−50,000$151,500→ 380,500 total
    Exercise: $3.17From: 2003-09-09Exp: 2013-06-09→ COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.42/sh−50,000$171,000→ 160,000 total
    Exercise: $2.78From: 2011-09-22Exp: 2021-12-21→ COMMON STOCK (50,000 underlying)
Footnotes (13)
  • [F1]In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option.
  • [F10]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-22).
  • [F11]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-09-22).
  • [F12]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-21).
  • [F13]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-09-20).
  • [F2]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2003-09-09).
  • [F3]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-04-06).
  • [F4]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-09-30).
  • [F5]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2006-07-18).
  • [F6]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2007-03-27).
  • [F7]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26). Original grant of 15,000 shares, 12,500 shares previously exercised.
  • [F8]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22).
  • [F9]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-09-25).

Documents

1 file

Issuer

FSI INTERNATIONAL INC

CIK 0000841692

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Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0000841692

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 4:58 PM ET
Size
32.3 KB
View on SEC.gov