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FSI INTERNATIONAL INC 4

Accession 0001209191-12-049410

CIK 0000841692operating
View on SEC.govCompany Profile

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 5:08 PM ET

Size

39.4 KB

Accession

0001209191-12-049410

Insider Transaction Report

Form 4
Period: 2012-10-11
FSI INTERNATIONAL INCFSII
ELY JOHN C
VP, Global Sales and Marketing
Transactions
  • Disposition from Tender

    COMMON STOCK

    2012-10-11$6.20/sh−25,559$158,466→ 0 total
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.89/sh−25,000$47,250→ 0 total
    Exercise: $4.31From: 2005-04-06Exp: 2015-01-06→ COMMON STOCK (25,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.55/sh−50,000$77,500→ 0 total
    Exercise: $4.65From: 2011-03-22Exp: 2020-12-22→ COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.03/sh−30,000$90,900→ 0 total
    Exercise: $3.17From: 2003-09-09Exp: 2013-06-09→ COMMON STOCK (30,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.20/sh−30,001$126,004→ 0 total
    Exercise: $2.00From: 2010-12-22Exp: 2019-12-22→ COMMON STOCK (30,001 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.71/sh−50,000$135,500→ 0 total
    Exercise: $3.49From: 2012-03-21Exp: 2021-12-21→ COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.47/sh−18,000$44,460→ 0 total
    Exercise: $3.73From: 2005-09-30Exp: 2015-06-30→ COMMON STOCK (18,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.11/sh−16,000$17,760→ 0 total
    Exercise: $5.09From: 2006-07-18Exp: 2016-04-18→ COMMON STOCK (16,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.76/sh−3,000$14,280→ 0 total
    Exercise: $1.44From: 2011-03-20Exp: 2018-06-20→ COMMON STOCK (3,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.56/sh−5,000$22,800→ 0 total
    Exercise: $1.64From: 2010-11-06Exp: 2018-02-06→ COMMON STOCK (5,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.85/sh−2,834$16,579→ 0 total
    Exercise: $0.35From: 2011-12-23Exp: 2018-12-23→ COMMON STOCK (2,834 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.88/sh−3,750$22,050→ 0 total
    Exercise: $0.32From: 2011-12-26Exp: 2019-06-26→ COMMON STOCK (3,750 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.42/sh−50,000$171,000→ 0 total
    Exercise: $2.78From: 2011-09-22Exp: 2021-06-22→ COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.59/sh−60,000$155,400→ 0 total
    Exercise: $3.61From: 2012-09-20Exp: 2022-06-20→ COMMON STOCK (60,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$0.96/sh−16,000$15,360→ 0 total
    Exercise: $5.24From: 2007-03-27Exp: 2016-12-27→ COMMON STOCK (16,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.76/sh−30,000$52,800→ 0 total
    Exercise: $4.44From: 2010-09-25Exp: 2020-06-25→ COMMON STOCK (30,000 underlying)
Footnotes (16)
  • [F1]In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option.
  • [F10]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26). Original grant of 15,000 shares, 11,250 shares previously exercised.
  • [F11]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22). Original grant of 40,000 shares, 9,999 shares previously exercised.
  • [F12]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-09-25).
  • [F13]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-22).
  • [F14]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-09-22).
  • [F15]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-03-21).
  • [F16]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-09-20).
  • [F2]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2003-09-09). Original grant of 60,000 shares, 30,000 shares previously exercised.
  • [F3]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-04-06).
  • [F4]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-09-30).
  • [F5]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2006-07-18).
  • [F6]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2007-03-27).
  • [F7]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06). Original grant of 30,000 shares, 25,000 shares previously exercised.
  • [F8]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20). Original grant of 18,000 shares, 15,000 shares previously exercised.
  • [F9]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23). Original grant of 34,000 shares, 31,166 shares previously exercised.

Documents

1 file

Issuer

FSI INTERNATIONAL INC

CIK 0000841692

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Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0000841692

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 5:08 PM ET
Size
39.4 KB
View on SEC.gov