FSI INTERNATIONAL INC|4Oct 15, 5:08 PM ET

FSI INTERNATIONAL INC 4

4 · FSI INTERNATIONAL INC · Filed Oct 15, 2012

Insider Transaction Report

Form 4

Period: 2012-10-11

FSI INTERNATIONAL INCFSII

ELY JOHN C

VP, Global Sales and Marketing

Transactions

Disposition from Tender
COMMON STOCK
2012-10-11$6.20/sh−25,559$158,466→ 0 total
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.89/sh−25,000$47,250→ 0 total
Exercise: $4.31From: 2005-04-06Exp: 2015-01-06→ COMMON STOCK (25,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.55/sh−50,000$77,500→ 0 total
Exercise: $4.65From: 2011-03-22Exp: 2020-12-22→ COMMON STOCK (50,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$3.03/sh−30,000$90,900→ 0 total
Exercise: $3.17From: 2003-09-09Exp: 2013-06-09→ COMMON STOCK (30,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$4.20/sh−30,001$126,004→ 0 total
Exercise: $2.00From: 2010-12-22Exp: 2019-12-22→ COMMON STOCK (30,001 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$2.71/sh−50,000$135,500→ 0 total
Exercise: $3.49From: 2012-03-21Exp: 2021-12-21→ COMMON STOCK (50,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$2.47/sh−18,000$44,460→ 0 total
Exercise: $3.73From: 2005-09-30Exp: 2015-06-30→ COMMON STOCK (18,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.11/sh−16,000$17,760→ 0 total
Exercise: $5.09From: 2006-07-18Exp: 2016-04-18→ COMMON STOCK (16,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$4.76/sh−3,000$14,280→ 0 total
Exercise: $1.44From: 2011-03-20Exp: 2018-06-20→ COMMON STOCK (3,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$4.56/sh−5,000$22,800→ 0 total
Exercise: $1.64From: 2010-11-06Exp: 2018-02-06→ COMMON STOCK (5,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$5.85/sh−2,834$16,579→ 0 total
Exercise: $0.35From: 2011-12-23Exp: 2018-12-23→ COMMON STOCK (2,834 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$5.88/sh−3,750$22,050→ 0 total
Exercise: $0.32From: 2011-12-26Exp: 2019-06-26→ COMMON STOCK (3,750 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$3.42/sh−50,000$171,000→ 0 total
Exercise: $2.78From: 2011-09-22Exp: 2021-06-22→ COMMON STOCK (50,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$2.59/sh−60,000$155,400→ 0 total
Exercise: $3.61From: 2012-09-20Exp: 2022-06-20→ COMMON STOCK (60,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$0.96/sh−16,000$15,360→ 0 total
Exercise: $5.24From: 2007-03-27Exp: 2016-12-27→ COMMON STOCK (16,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.76/sh−30,000$52,800→ 0 total
Exercise: $4.44From: 2010-09-25Exp: 2020-06-25→ COMMON STOCK (30,000 underlying)

Footnotes (16)

[F1]In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option.
[F10]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26). Original grant of 15,000 shares, 11,250 shares previously exercised.
[F11]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22). Original grant of 40,000 shares, 9,999 shares previously exercised.
[F12]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-09-25).
[F13]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-22).
[F14]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-09-22).
[F15]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-03-21).
[F16]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-09-20).
[F2]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2003-09-09). Original grant of 60,000 shares, 30,000 shares previously exercised.
[F3]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-04-06).
[F4]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-09-30).
[F5]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2006-07-18).
[F6]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2007-03-27).
[F7]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06). Original grant of 30,000 shares, 25,000 shares previously exercised.
[F8]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20). Original grant of 18,000 shares, 15,000 shares previously exercised.
[F9]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23). Original grant of 34,000 shares, 31,166 shares previously exercised.

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