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|4Oct 15, 5:22 PM ET

FSI INTERNATIONAL INC 4

4 · FSI INTERNATIONAL INC · Filed Oct 15, 2012

Insider Transaction Report

Form 4
Period: 2012-10-11
FSI INTERNATIONAL INCFSII
MITCHELL DON S
DirectorCEO/President
Transactions
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.76/sh−21,806$103,797→ 0 total
    Exercise: $1.44From: 2008-09-20Exp: 2018-06-20→ COMMON STOCK (21,806 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.85/sh−22,914$134,047→ 0 total
    Exercise: $0.35From: 2009-03-23Exp: 2018-12-23→ COMMON STOCK (22,914 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.20/sh−68,750$288,750→ 0 total
    Exercise: $2.00From: 2010-06-22Exp: 2019-12-22→ COMMON STOCK (68,750 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.59/sh−100,000$259,000→ 0 total
    Exercise: $3.61From: 2012-09-20Exp: 2022-06-20→ COMMON STOCK (100,000 underlying)
  • Disposition from Tender

    COMMON STOCK

    2012-10-11$6.20/sh−130,349$808,164→ 0 total
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.03/sh−145,000$439,350→ 0 total
    Exercise: $3.17From: 2003-09-09Exp: 2013-06-09→ COMMON STOCK (145,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.89/sh−35,000$66,150→ 0 total
    Exercise: $4.31From: 2005-04-06Exp: 2015-01-06→ COMMON STOCK (35,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.47/sh−25,000$61,750→ 0 total
    Exercise: $3.73From: 2005-09-30Exp: 2015-06-30→ COMMON STOCK (25,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.11/sh−22,000$24,420→ 0 total
    Exercise: $5.09From: 2006-07-18Exp: 2016-04-18→ COMMON STOCK (22,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.88/sh−18,751$110,256→ 0 total
    Exercise: $0.32From: 2010-06-26Exp: 2019-06-26→ COMMON STOCK (18,751 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.76/sh−65,000$114,400→ 0 total
    Exercise: $4.44From: 2010-09-25Exp: 2020-06-25→ COMMON STOCK (65,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.42/sh−100,000$342,000→ 0 total
    Exercise: $2.78From: 2011-09-22Exp: 2021-06-21→ COMMON STOCK (100,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$0.96/sh−30,000$28,800→ 0 total
    Exercise: $5.24From: 2007-03-27Exp: 2016-12-27→ COMMON STOCK (30,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.56/sh−29,164$132,988→ 0 total
    Exercise: $1.64From: 2008-05-06Exp: 2018-02-06→ COMMON STOCK (29,164 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.55/sh−35,000$54,250→ 0 total
    Exercise: $4.65From: 2011-03-22Exp: 2020-12-22→ COMMON STOCK (35,000 underlying)
Footnotes (16)
  • [F1]Included in this amount is 25,000 shares of Restricted Stock. Pursuant to the Restricted Stock Award Agreement, the Restricted Stock Award vests in three equal annual increments beginning on the first annual anniversary of the date of award grant (2012-12-21).
  • [F10]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23). Original grant of 25,000 shares, 2,086 shares previously exercised.
  • [F11]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26). Original grant of 25,000 shares, 6,249 shares previously exercised.
  • [F12]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22). Original grant of 75,000 shares, 6,250 shares previously exercised.
  • [F13]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-09-25).
  • [F14]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-22).
  • [F15]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-09-22).
  • [F16]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-09-20).
  • [F2]In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option.
  • [F3]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2003-09-09). Original grant of 150,000 shares, 5,000 shares previously exercised.
  • [F4]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-04-06).
  • [F5]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-09-30).
  • [F6]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2006-07-18).
  • [F7]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2007-03-27).
  • [F8]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06). Original grant of 50,000 shares, 20,836 shares previously exercised.
  • [F9]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20). Original grant of 25,000 shares, 3,194 shares previously exercised.

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