FSI INTERNATIONAL INC 4

Accession 0001209191-12-049424

CIK 0000841692operating

View on SEC.gov Company Profile

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 5:40 PM ET

Size

36.8 KB

Accession

0001209191-12-049424

Insider Transaction Report

Form 4

Period: 2012-10-11

FSI INTERNATIONAL INCFSII

HOLLISTER PATRICIA M

Chief Financial Officer

Transactions

Disposition from Tender
COMMON STOCK
2012-10-11$6.20/sh−11,934$73,991→ 0 total
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$0.96/sh−14,000$13,440→ 0 total
Exercise: $5.24From: 2007-03-27Exp: 2016-12-27→ COMMON STOCK (14,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$5.85/sh−18,667$109,202→ 0 total
Exercise: $0.35From: 2010-06-23Exp: 2018-12-23→ COMMON STOCK (18,667 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$4.20/sh−40,000$168,000→ 0 total
Exercise: $2.00From: 2010-03-22Exp: 2019-12-22→ COMMON STOCK (40,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.76/sh−30,000$52,800→ 0 total
Exercise: $4.44From: 2010-09-25Exp: 2020-06-25→ COMMON STOCK (30,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$3.42/sh−50,000$171,000→ 0 total
Exercise: $2.78From: 2011-09-22Exp: 2021-06-22→ COMMON STOCK (50,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$3.03/sh−15,000$45,450→ 0 total
Exercise: $3.17From: 2003-09-09Exp: 2013-06-09→ COMMON STOCK (15,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.11/sh−12,000$13,320→ 0 total
Exercise: $5.09From: 2006-07-18Exp: 2016-04-18→ COMMON STOCK (12,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$4.76/sh−15,000$71,400→ 0 total
Exercise: $1.44From: 2008-09-20Exp: 2018-06-20→ COMMON STOCK (15,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$5.88/sh−15,000$88,200→ 0 total
Exercise: $0.32From: 2009-09-26Exp: 2019-06-26→ COMMON STOCK (15,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$2.71/sh−50,000$135,500→ 0 total
Exercise: $3.49From: 2012-03-21Exp: 2021-12-21→ COMMON STOCK (50,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.55/sh−50,000$77,500→ 0 total
Exercise: $4.65From: 2011-03-22Exp: 2020-12-22→ COMMON STOCK (50,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$2.59/sh−60,000$155,400→ 0 total
Exercise: $3.61From: 2012-09-20Exp: 2022-06-20→ COMMON STOCK (60,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$1.89/sh−20,000$37,800→ 0 total
Exercise: $4.31From: 2005-04-06Exp: 2015-01-06→ COMMON STOCK (20,000 underlying)
Disposition to Issuer
STOCK OPTION (RIGHT TO BUY)
2012-10-11$2.47/sh−14,000$34,580→ 0 total
Exercise: $3.73From: 2005-09-30Exp: 2015-06-30→ COMMON STOCK (14,000 underlying)

Footnotes (15)

[F1]In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option.
[F10]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22).
[F11]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-09-25).
[F12]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-22).
[F13]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-09-22).
[F14]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-03-21).
[F15]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-09-20).
[F2]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2003-09-09). Original grant 40,000 shares, 25,000 previously exercised.
[F3]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-04-06).
[F4]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-09-30).
[F5]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2006-07-18).
[F6]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2007-03-27).
[F7]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
[F8]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23). Original grant of 32,000 shares, 13,333 previously exercised.
[F9]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).

Documents

1 file

4
c30218_4x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

FSI INTERNATIONAL INC

CIK 0000841692

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Entity typeoperating

IncorporatedMN

Related Parties

filerCIK 0000841692

Filing Metadata

Form type: 4
Filed: Oct 14, 8:00 PM ET
Accepted: Oct 15, 5:40 PM ET
Size: 36.8 KB

View on SEC.gov