|4Oct 15, 5:40 PM ET

FSI INTERNATIONAL INC 4

4 · FSI INTERNATIONAL INC · Filed Oct 15, 2012

Insider Transaction Report

Form 4
Period: 2012-10-11
HOLLISTER PATRICIA M
Chief Financial Officer
Transactions
  • Disposition from Tender

    COMMON STOCK

    2012-10-11$6.20/sh11,934$73,9910 total
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$0.96/sh14,000$13,4400 total
    Exercise: $5.24From: 2007-03-27Exp: 2016-12-27COMMON STOCK (14,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.85/sh18,667$109,2020 total
    Exercise: $0.35From: 2010-06-23Exp: 2018-12-23COMMON STOCK (18,667 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.20/sh40,000$168,0000 total
    Exercise: $2.00From: 2010-03-22Exp: 2019-12-22COMMON STOCK (40,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.76/sh30,000$52,8000 total
    Exercise: $4.44From: 2010-09-25Exp: 2020-06-25COMMON STOCK (30,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.42/sh50,000$171,0000 total
    Exercise: $2.78From: 2011-09-22Exp: 2021-06-22COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$3.03/sh15,000$45,4500 total
    Exercise: $3.17From: 2003-09-09Exp: 2013-06-09COMMON STOCK (15,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.11/sh12,000$13,3200 total
    Exercise: $5.09From: 2006-07-18Exp: 2016-04-18COMMON STOCK (12,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$4.76/sh15,000$71,4000 total
    Exercise: $1.44From: 2008-09-20Exp: 2018-06-20COMMON STOCK (15,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$5.88/sh15,000$88,2000 total
    Exercise: $0.32From: 2009-09-26Exp: 2019-06-26COMMON STOCK (15,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.71/sh50,000$135,5000 total
    Exercise: $3.49From: 2012-03-21Exp: 2021-12-21COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.55/sh50,000$77,5000 total
    Exercise: $4.65From: 2011-03-22Exp: 2020-12-22COMMON STOCK (50,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.59/sh60,000$155,4000 total
    Exercise: $3.61From: 2012-09-20Exp: 2022-06-20COMMON STOCK (60,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$1.89/sh20,000$37,8000 total
    Exercise: $4.31From: 2005-04-06Exp: 2015-01-06COMMON STOCK (20,000 underlying)
  • Disposition to Issuer

    STOCK OPTION (RIGHT TO BUY)

    2012-10-11$2.47/sh14,000$34,5800 total
    Exercise: $3.73From: 2005-09-30Exp: 2015-06-30COMMON STOCK (14,000 underlying)
Footnotes (15)
  • [F1]In connection with the merger of RB Merger Corp. ("Purchaser") with and into FSI International, Inc. ("FSI") pursuant to that Agreement and Plan of Merger, dated as of August 13, 2012, among FSI, Purchaser and Tokyo Electron Limited, this option was cancelled and converted into the right to receive a cash payment representing the difference, if any, between (a) $6.20 multiplied by the number of shares subject to the option and (b) the aggregate exercise price for all shares subject to the option.
  • [F10]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22).
  • [F11]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-09-25).
  • [F12]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-03-22).
  • [F13]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2011-09-22).
  • [F14]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-03-21).
  • [F15]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2012-09-20).
  • [F2]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2003-09-09). Original grant 40,000 shares, 25,000 previously exercised.
  • [F3]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-04-06).
  • [F4]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2005-09-30).
  • [F5]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2006-07-18).
  • [F6]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2007-03-27).
  • [F7]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
  • [F8]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23). Original grant of 32,000 shares, 13,333 previously exercised.
  • [F9]The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).

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