Home/Filings/4/0001209191-12-049631
4//SEC Filing

Flynn David A. 4

Accession 0001209191-12-049631

CIK 0001383729other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 6:57 PM ET

Size

22.3 KB

Accession

0001209191-12-049631

Insider Transaction Report

Form 4
Period: 2012-10-15
Flynn David A.
DirectorChairman, CEO & President
Transactions
  • Exercise/Conversion

    Employee stock option (right to buy)

    2012-10-1619,950626,726 total
    Exercise: $0.65Exp: 2019-06-01Common Stock (19,950 underlying)
  • Sale

    Common Stock

    2012-10-16$30.00/sh19,950$598,500407,647 total
  • Exercise/Conversion

    Common Stock

    2012-10-15$0.65/sh+20,050$13,033427,697 total
  • Sale

    Common Stock

    2012-10-15$28.99/sh18,349$531,857409,348 total
  • Sale

    Common Stock

    2012-10-15$29.73/sh1,701$50,564407,647 total
  • Sale

    Common Stock

    2012-10-15$28.99/sh18,349$531,8573,781,798 total(indirect: By LLC)
  • Exercise/Conversion

    Common Stock

    2012-10-16$0.65/sh+19,950$12,968427,597 total
  • Sale

    Common Stock

    2012-10-16$30.00/sh19,950$598,5003,760,147 total(indirect: By LLC)
  • Exercise/Conversion

    Employee stock option (right to buy)

    2012-10-1520,050646,676 total
    Exercise: $0.65Exp: 2019-06-01Common Stock (20,050 underlying)
  • Sale

    Common Stock

    2012-10-15$29.73/sh1,701$50,5643,780,097 total(indirect: By LLC)
Footnotes (6)
  • [F1]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  • [F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $28.47 per share to $29.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F3]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.48 per share to $30.09 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F4]Pursuant to a Rule 10b5-1 trading plan established by Sandusky Investments, LLC.
  • [F5]Sandusky Investments, LLC. is controlled by Mr. Flynn and co-owned by Mr. Flynn. Mr. Flynn disclaims beneficial ownership of the shares held by Sandusky Investments, LLC. except to the extent of his pecuniary interest therein. Note that the name of the entity has been corrected herein from Sandusky Investments, Ltd. to Sandusky Investments, LLC.
  • [F6]35,970 shares subject to the option become exercisable on the 3rd day of each month until April 3, 2013.

Issuer

FUSION-IO, INC.

CIK 0001383729

Entity typeother

Related Parties

1
  • filerCIK 0001521969

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 6:57 PM ET
Size
22.3 KB