Flynn David A. 4

4 · FUSION-IO, INC. · Filed Oct 16, 2012

Form 4

Period: 2012-10-15

DirectorChairman, CEO & President

Transactions

Exercise/Conversion
Employee stock option (right to buy)
2012-10-16−19,950→ 626,726 total
Exercise: $0.65Exp: 2019-06-01→ Common Stock (19,950 underlying)
Sale
Common Stock
2012-10-16$30.00/sh−19,950$598,500→ 407,647 total
Exercise/Conversion
Common Stock
2012-10-15$0.65/sh+20,050$13,033→ 427,697 total
Sale
Common Stock
2012-10-15$28.99/sh−18,349$531,857→ 409,348 total
Sale
Common Stock
2012-10-15$29.73/sh−1,701$50,564→ 407,647 total
Sale
Common Stock
2012-10-15$28.99/sh−18,349$531,857→ 3,781,798 total(indirect: By LLC)
Exercise/Conversion
Common Stock
2012-10-16$0.65/sh+19,950$12,968→ 427,597 total
Sale
Common Stock
2012-10-16$30.00/sh−19,950$598,500→ 3,760,147 total(indirect: By LLC)
Exercise/Conversion
Employee stock option (right to buy)
2012-10-15−20,050→ 646,676 total
Exercise: $0.65Exp: 2019-06-01→ Common Stock (20,050 underlying)
Sale
Common Stock
2012-10-15$29.73/sh−1,701$50,564→ 3,780,097 total(indirect: By LLC)

Footnotes (6)

[F1]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
[F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $28.47 per share to $29.46 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F3]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $29.48 per share to $30.09 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
[F4]Pursuant to a Rule 10b5-1 trading plan established by Sandusky Investments, LLC.
[F5]Sandusky Investments, LLC. is controlled by Mr. Flynn and co-owned by Mr. Flynn. Mr. Flynn disclaims beneficial ownership of the shares held by Sandusky Investments, LLC. except to the extent of his pecuniary interest therein. Note that the name of the entity has been corrected herein from Sandusky Investments, Ltd. to Sandusky Investments, LLC.
[F6]35,970 shares subject to the option become exercisable on the 3rd day of each month until April 3, 2013.

Documents

1 file