STROBEL GERALD A 4
4 · ECOLOGY & ENVIRONMENT INC · Filed Oct 19, 2012
Insider Transaction Report
Form 4
STROBEL GERALD A
DirectorExecutive Vice President
Transactions
- Purchase
Class B Common Stock
2011-02-11$14.77/sh+952$14,061→ 218,900 total
Holdings
- 352(indirect: By self as Custodian for daughter)
Class B Common Stock
- 352(indirect: By self as Custodian for son)
Class B Common Stock
Footnotes (4)
- [F1]Class B Common Stock is convertible one-for-one into Class A Common Stock
- [F2]5% Stock dividend on Class A and Class B Common Stock for shareholder of record on August 1, 2007 payable August 30, 2007 and as a result thereof the Company's stated capital is increased by $0.01 per share and its excess of stated capital in increased by $12.20 per share and retained earnings are reduced by similar amounts.
- [F3]Reporting person is a party to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of their families and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement.
- [F4]Not an admission that Reporting Person is beneficial owner.