Gaiter Donald 4
4 · National Bank Holdings Corp · Filed Oct 23, 2012
Insider Transaction Report
Form 4
Gaiter Donald
Ch. of Acquisitions & Strategy
Transactions
- Tax Payment
Common Stock
2012-10-20$19.50/sh−10,909$212,726→ 246,591 total
Holdings
- 25,000(indirect: By Gutierrez Investments, LCC)
Common Stock
- 15,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]Shares withheld to pay tax on restricted stock that vested on October 20, 2012.
- [F2]Total includes 159,168 shares of unvested restricted stock granted under the National Bank Holdings Corporation 2009 Equity Incentive Plan, which shares are scheduled to vest as follows: (i) 44,722 will vest after the per share stock price equals or exceeds $25.00 for 30 days; (ii) 44,723 will vest after the per share stock price equals or exceeds $28.00 for 30 days; (iii) 44,723 will vest after the per share stock price equals or exceeds $32.00 for 30 days;(iv) 8,333 will vest upon the per share stock price equaling or exceeding $28.00 per share for 30 days; (v) 8,333 will vest on the later of October 11, 2013 and the per share stock price equaling or exceeding $32.00 per share for 30 days; and (vi) 8,334 will vest on the later of October 11, 2014 and the per share stock price equaling or exceeding $34.00 per share for 30 days.
- [F3]Gutierrez Investments, LCC, a Massachusetts Limited Liability Company has Gloria M. Gutierrez, the spouse of Donald Gaiter, one of the Company's executive officers, as the Manager.