SafeStitch Medical, Inc.·4

Oct 29, 3:57 PM ET

Spragens Jeffrey G 4

4 · SafeStitch Medical, Inc. · Filed Oct 29, 2012

Insider Transaction Report

Form 4
Period: 2012-10-25
Spragens Jeffrey G
DirectorCEO10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2012-10-25$0.25/sh+20,138$5,0352,145,285 total
  • Exercise of In-Money

    Warrants

    2012-10-2520,1380 total
    Exercise: $0.25From: 2007-09-04Exp: 2017-09-04Common Stock (20,138 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    571,015
  • Common Stock

    (indirect: By Trust)
    562,818
Footnotes (2)
  • [F1]The Joy Fowler Spragens Trust is an irrevocable trust established by Mr. Spragens' spouse for the benefit of her descendants and relatives who are unrelated to Mr. Spragens. Mr. Spragens disclaims any beneficial ownership of these shares.
  • [F2]RSLS Investments LLC is 100% owned by Mr. Spragens' adult children. Although Mr. Spragens is the manager of RSLS Investments LLC, he disclaims any beneficial ownership of these shares.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION