4//SEC Filing
CALDWELL DAVID S 4
Accession 0001209191-12-052549
CIK 0000016614other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 6:00 PM ET
Size
31.8 KB
Accession
0001209191-12-052549
Insider Transaction Report
Form 4
CALDWELL DAVID S
Sr. VP - Advantage Bank
Transactions
- Exercise of In-Money
Common Stock
2012-11-07$1.75/sh+22,482$39,344→ 44,964 total - Purchase
Common Stock Warrants (right to buy)
2012-11-07+11,241→ 11,241 totalExercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (11,241 underlying) - Exercise of In-Money
Subscription Rights (right to buy)
2012-11-07−6,183→ 0 total(indirect: By Children)Exercise: $1.75From: 2012-09-24Exp: 2012-11-01→ Common Shares (6,183 underlying) - Purchase
Common Stock Warrants (right to buy)
2012-11-07+57,143→ 57,143 total(indirect: By 401(k))Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (57,143 underlying) - Exercise of In-Money
Common Stock
2012-11-07$1.75/sh+114,286$200,001→ 124,116 total(indirect: By 401(k)) - Exercise of In-Money
Subscription Rights (right to buy)
2012-11-07−114,286→ 0 total(indirect: By 401(k))Exercise: $1.75From: 2012-09-24Exp: 2012-11-01→ Common Shares (114,286 underlying) - Purchase
Common Stock Warrants (right to buy)
2012-11-07+3,091→ 3,091 total(indirect: By Children)Exercise: $2.10From: 2012-11-07Exp: 2017-11-06→ Common Shares (3,091 underlying) - Exercise of In-Money
Common Stock
2012-11-07$1.75/sh+6,183$10,820→ 9,139 total(indirect: By Children) - Exercise of In-Money
Subscription Rights (right to buy)
2012-11-07−22,482→ 0 totalExercise: $1.75From: 2012-09-24Exp: 2012-11-01→ Common Stock (22,482 underlying)
Holdings
- 11,453
Stock Option
Exercise: $2.51From: 2010-02-26Exp: 2020-02-26→ Common Shares (11,453 underlying) - 1,208
Stock Option
Exercise: $12.35From: 2007-01-23Exp: 2017-01-23→ Common Shares (1,208 underlying) - 4,697
Stock Option
Exercise: $14.10From: 2006-02-01Exp: 2016-02-01→ Common Shares (4,697 underlying) - 3,100
Stock Option
Exercise: $16.51From: 2005-02-27Exp: 2015-01-27→ Common Shares (3,100 underlying) - 1,426
Stock Option
Exercise: $17.17From: 2004-01-27Exp: 2014-01-27→ Common Shares (1,426 underlying) - 7,264
Stock Option
Exercise: $2.15From: 2011-02-18Exp: 2021-02-18→ Common Shares (7,264 underlying) - 2,707
Stock Option
Exercise: $8.92From: 2008-01-22Exp: 2018-01-22→ Common Shares (2,707 underlying) - 4,851
Stock Option
Exercise: $16.13From: 2003-01-22Exp: 2013-01-22→ Common Shares (4,851 underlying)
Footnotes (2)
- [F1]The warrants were acquired in connection with the purchase of common stock as part of Camco's offering
- [F2]20% exercisable on date of grant. Additional 20% exercisable each anniversary date thereafter.
Documents
Issuer
CAMCO FINANCIAL CORP
CIK 0000016614
Entity typeother
Related Parties
1- filerCIK 0001203885
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 6:00 PM ET
- Size
- 31.8 KB