4//SEC Filing
ROSENSTOCK RICHARD J 4
Accession 0001209191-12-053136
CIK 0001029730other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 9:03 AM ET
Size
7.9 KB
Accession
0001209191-12-053136
Insider Transaction Report
Form 4
ROSENSTOCK RICHARD J
Director
Transactions
- Purchase
Common Stock
2012-11-14$1.15/sh+5,000$5,750→ 84,000 total(indirect: By IRA)
Holdings
- 2,701,586(indirect: By Trust)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 115,000
Common Stock
- 5,000(indirect: By IRA)
Common Stock
Footnotes (1)
- [F1]Mr. Rosenstock is the sole trustee and beneficiary of The Richard J. Rosenstock Revocable Living Trust.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001044006
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 9:03 AM ET
- Size
- 7.9 KB