4//SEC Filing
Haddock David 4
Accession 0001209191-12-053501
CIK 0001011064other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:09 PM ET
Size
22.3 KB
Accession
0001209191-12-053501
Insider Transaction Report
Form 4
Haddock David
General Counsel & Secretary
Transactions
- Sale
Common Stock
2012-11-15$14.29/sh−45,388$648,595→ 74,033 total - Sale
Common Stock
2012-11-15$14.29/sh−16,667$238,171→ 74,033 total - Exercise/Conversion
Common Stock
2012-11-15$4.35/sh+20,000$87,000→ 94,033 total - Exercise/Conversion
Common Stock
2012-11-15$1.37/sh+16,667$22,834→ 90,700 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-15−16,667→ 0 totalExercise: $1.37Exp: 2018-12-23→ Common Stock (16,667 underlying) - Sale
Common Stock
2012-11-15$14.29/sh−6,667$95,271→ 74,033 total - Exercise/Conversion
Common Stock
2012-11-15$0.77/sh+6,667$5,134→ 80,700 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-15−6,667→ 0 totalExercise: $0.77Exp: 2019-12-25→ Common Stock (6,667 underlying) - Sale
Common Stock
2012-11-15$14.29/sh−20,000$285,810→ 74,033 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-15−20,000→ 0 totalExercise: $4.35Exp: 2019-11-04→ Common Stock (20,000 underlying)
Footnotes (7)
- [F1]These transactions were effected for tax planning purposes.
- [F2]The reporting person exercised an employee stock option to purchase 16,667 shares at an exercise price of $1.37 per share.
- [F3]The reporting person exercised an employee stock option to purchase 6,667 shares at an exercise price of $0.77 per share.
- [F4]The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $4.35 per share.
- [F5]Represents a portion of an employee stock option to purchase 50,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 50,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
- [F6]Represents a portion of an employee stock option to purchase 20,000 shares granted to the reporting person on February 25, 2009. The employee stock option to purchase 20,000 shares vested in three equal installments on February 25, 2010, February 25, 2011 and February 25, 2012.
- [F7]Represents a portion of an employee stock option to purchase 30,000 shares granted to the reporting person on November 4, 2009. The employee stock option to purchase 30,000 shares vested in three equal installments on November 4, 2010, November 4, 2011 and November 4, 2012.
Documents
Issuer
SUNRISE SENIOR LIVING INC
CIK 0001011064
Entity typeother
Related Parties
1- filerCIK 0001501357
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:09 PM ET
- Size
- 22.3 KB