Haddock David 4

4 · SUNRISE SENIOR LIVING INC · Filed Nov 16, 2012

Form 4

Period: 2012-11-15

General Counsel & Secretary

Transactions

Sale
Common Stock
2012-11-15$14.29/sh−45,388$648,595→ 74,033 total
Sale
Common Stock
2012-11-15$14.29/sh−16,667$238,171→ 74,033 total
Exercise/Conversion
Common Stock
2012-11-15$4.35/sh+20,000$87,000→ 94,033 total
Exercise/Conversion
Common Stock
2012-11-15$1.37/sh+16,667$22,834→ 90,700 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-15−16,667→ 0 total
Exercise: $1.37Exp: 2018-12-23→ Common Stock (16,667 underlying)
Sale
Common Stock
2012-11-15$14.29/sh−6,667$95,271→ 74,033 total
Exercise/Conversion
Common Stock
2012-11-15$0.77/sh+6,667$5,134→ 80,700 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-15−6,667→ 0 total
Exercise: $0.77Exp: 2019-12-25→ Common Stock (6,667 underlying)
Sale
Common Stock
2012-11-15$14.29/sh−20,000$285,810→ 74,033 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-15−20,000→ 0 total
Exercise: $4.35Exp: 2019-11-04→ Common Stock (20,000 underlying)

Footnotes (7)

[F1]These transactions were effected for tax planning purposes.
[F2]The reporting person exercised an employee stock option to purchase 16,667 shares at an exercise price of $1.37 per share.
[F3]The reporting person exercised an employee stock option to purchase 6,667 shares at an exercise price of $0.77 per share.
[F4]The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $4.35 per share.
[F5]Represents a portion of an employee stock option to purchase 50,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 50,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
[F6]Represents a portion of an employee stock option to purchase 20,000 shares granted to the reporting person on February 25, 2009. The employee stock option to purchase 20,000 shares vested in three equal installments on February 25, 2010, February 25, 2011 and February 25, 2012.
[F7]Represents a portion of an employee stock option to purchase 30,000 shares granted to the reporting person on November 4, 2009. The employee stock option to purchase 30,000 shares vested in three equal installments on November 4, 2010, November 4, 2011 and November 4, 2012.

Documents

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