4//SEC Filing
NEEB D GREGORY 4
Accession 0001209191-12-054130
CIK 0001011064other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 5:25 PM ET
Size
27.1 KB
Accession
0001209191-12-054130
Insider Transaction Report
Form 4
NEEB D GREGORY
Chief Investment & Adm Officer
Transactions
- Sale
Common Stock
2012-11-19$14.31/sh−269,383$3,854,170→ 165,002 total - Exercise/Conversion
Common Stock
2012-11-20$7.31/sh+36,049$263,518→ 201,051 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-16−24,456→ 269,383 totalExercise: $1.37Exp: 2018-12-23→ Common Stock (24,456 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-19−269,383→ 0 totalExercise: $1.37Exp: 2018-12-23→ Common Stock (269,383 underlying) - Exercise/Conversion
Common Stock
2012-11-16$1.37/sh+24,456$33,505→ 189,458 total - Sale
Common Stock
2012-11-16$14.30/sh−24,456$349,721→ 165,002 total - Exercise/Conversion
Common Stock
2012-11-19$7.31/sh+130,617$954,810→ 295,619 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-19−130,617→ 369,383 totalExercise: $7.31Exp: 2021-01-25→ Common Stock (130,617 underlying) - Exercise/Conversion
Common Stock
2012-11-19$1.37/sh+269,383$369,055→ 434,385 total - Sale
Common Stock
2012-11-20$14.30/sh−36,049$515,512→ 165,002 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-11-20−36,049→ 333,334 totalExercise: $7.31Exp: 2021-01-25→ Common Stock (36,049 underlying) - Sale
Common Stock
2012-11-19$14.31/sh−130,617$1,868,790→ 165,002 total
Footnotes (9)
- [F1]These transactions were effected for tax planning purposes.
- [F2]The reporting person exercised an employee stock option to purchase 24,456 shares at an exercise price of $1.37 per share.
- [F3]The reporting person exercised an employee stock option to purchase 269,383 shares at an exercise price of $1.37 per share.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.310045, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]The reporting person exercised an employee stock option to purchase 130,617 shares at an exercise price of $7.31 per share.
- [F6]The reporting person exercised an employee stock option to purchase 36,049 shares at an exercise price of $7.31 per share.
- [F7]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.31004, inclusive. The reporting person undertakes to provide to Sunrise, any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
- [F8]Represents a portion of an employee stock option to purchase 500,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 500,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
- [F9]Represents a portion of an employee stock option to purchase 500,000 shares granted to the reporting person on January 25, 2011. One-third of the shares (or 166,666 shares) vested on January 25, 2012. The remaining shares will vest in two equal installments on January 25, 2013 and January 25, 2014.
Documents
Issuer
SUNRISE SENIOR LIVING INC
CIK 0001011064
Entity typeother
Related Parties
1- filerCIK 0001247757
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 5:25 PM ET
- Size
- 27.1 KB