4//SEC Filing
DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD 4
Accession 0001209191-12-054193
CIK 0001471256other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 6:43 AM ET
Size
14.3 KB
Accession
0001209191-12-054193
Insider Transaction Report
Form 4
Transactions
- Sale
Warrants
2012-11-16$0.00/sh−2,559,500$256→ 0 total(indirect: See Footnotes)Exercise: $12.00From: 2009-10-22Exp: 2013-10-21→ Common Shares (2,559,500 underlying)
Footnotes (3)
- [F1]2,303,550 Warrants by Drawbridge DSO Securities LLC, and 255,950 Warrants by Drawbridge OSO Securities LLC.
- [F2]Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. Fortress Operating Entity I LP ("FOE I") is the sole managing member of FIG LLC. FIG Corp. is the general partner of FOE I and FIG Corp. is wholly-owned by FIG. Drawbridge DSO Securities LLC is wholly-owned by Drawbridge Special Opportunities Fund LP. Drawbridge Special Opportunities GP LLC is the general partner of Drawbridge Special Opportunities LP. Fortress Principal Investment Holdings IV LLC ("FPIH IV") is the sole managing member of Drawbridge Special Opportunities GP LLC. Drawbridge Special Opportunities Fund Ltd. ("DSOF Ltd.") owns 100% of Drawbridge OSO Securities LLC ("DOSO"). [Footnote Continues Below]
- [F3]Drawbridge Special Opportunities Intermediate Fund L.P. ("DSOIF") owns 100% of DSOF Ltd. Drawbridge Special Opportunities Offshore GP LLC ("DSOO GP") is the general partner of DSOIF, and Drawbridge Special Opportunities Offshore Fund Ltd. ("DSOOF") is the sole limited partner of DSOIF. Drawbridge Special Opportunities Advisors LLC ("DSOA") is the investment advisor of DSOF Ltd., Drawbridge Special Opportunities Fund LP, DSOIF, and DSOOF. FIG LLC is the sole managing member of DSOA, and FOE I is the sole managing member of FIG LLC, DSOO GP, and FPIH IV. FIG Corp. is the general partner of FOE I, and FIG Corp. is wholly-owned by Fortress Investment Group LLC.
Documents
Issuer
Cullen Agricultural Holding Corp
CIK 0001471256
Entity typeother
Related Parties
1- filerCIK 0001205824
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 6:43 AM ET
- Size
- 14.3 KB