PRATT JOHN A JR 4

4 · HUDSON VALLEY HOLDING CORP · Filed Nov 27, 2012

Form 4

Period: 2012-11-23

Director

Transactions

Will/Inheritance
Common Stock
2012-01-24−1,302→ 0 total(indirect: By Spouse)
Will/Inheritance
Common Stock
2012-01-24+1,302→ 6,979 total(indirect: By IRA)
Other
Common Stock
2012-02-15+9,605→ 9,605 total(indirect: By IRA)
Other
Common Stock
2012-02-15−9,605→ 0 total(indirect: by Profit Sharing Plan)
Other
Common Stock
2012-02-15−6,979→ 0 total(indirect: By IRA)
Will/Inheritance
Common Stock
2012-11-12−24,222→ 0 total(indirect: By Spouse)
Sale
Common Stock
2012-11-23$14.80/sh−7,661$113,383→ 8,923 total(indirect: By IRA)
Sale
Common Stock
2012-11-26$14.68/sh−8,623$126,586→ 300 total(indirect: By IRA)
Other
Common Stock
2012-02-15+6,979→ 16,584 total(indirect: By IRA)
Will/Inheritance
Common Stock
2012-11-12+24,222→ 24,222 total(indirect: By Trust)

Holdings

Footnotes (7)

[F1]Reporting Person was beneficiary of spouse's IRA.
[F2]Transfer of stock from profit sharing plan to SEP IRA.
[F3]Transfer of stock from IRA to SEP IRA.
[F4]Transfer of Spouse of Reporting Person's holdings into a disclaimer trust of which the Reporting Person is a co-trustee and beneficiary.
[F5]Shares held by adult son of Reporting Person as custodian for each of two grandchildren of Reporting Person (275 shares each), all residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
[F6]Shares held by spouse of adult son of Reporting Person, both residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.
[F7]Shares held in an IRA by spouse of adult son of Reporting Person, both residing at the same address as Reporting Person, to which Reporting Person disclaims beneficial ownership.

Documents

1 file