4//SEC Filing
Feeney Christopher 4
Accession 0001209191-12-056641
CIK 0001397911other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 4:09 PM ET
Size
9.2 KB
Accession
0001209191-12-056641
Insider Transaction Report
Form 4
Feeney Christopher
MD, Chief Information Officer
Transactions
- Exercise/Conversion
Common Stock
2012-12-06$18.04/sh+9,000$162,360→ 9,000 total - Exercise/Conversion
Option to Purchase Common Stock
2012-12-06−9,000→ 16,700 totalExercise: $18.04Exp: 2019-02-12→ Common Stock (9,000 underlying) - Sale
Common Stock
2012-12-06$28.07/sh−9,000$252,630→ 0 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.02 to $28.12, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, uipon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- [F2]This option is currently exercisable for 18,000 shares. An additional 6,000 shares will become exercisable on each of February 12, 2013 and 2014.
Documents
Issuer
LPL Financial Holdings Inc.
CIK 0001397911
Entity typeother
Related Parties
1- filerCIK 0001487484
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 4:09 PM ET
- Size
- 9.2 KB