PALAIA VINCENT T 4

4 · HUDSON VALLEY HOLDING CORP · Filed Dec 11, 2012

Form 4

Period: 2012-12-07

EVP of HUVL Operating Sub

Transactions

Exercise/Conversion
Common Stock
2012-12-07$15.49/sh+373$5,778→ 130,774 total
Sale
Common Stock
2012-12-07$15.93/sh−373$5,942→ 130,401 total
Exercise/Conversion
Employee Stock Options (Right-to--Buy)
2012-12-07$15.49/sh−373$5,778→ 7,405 total
Exercise: $15.49From: 2003-01-01Exp: 2013-01-01→ Common Stock (373 underlying)

Holdings

Employee Stock Options (Right-to-Buy)
Exercise: $16.96From: 2004-01-01Exp: 2014-01-01→ Common Stock (7,051 underlying)
7,051
Employee Stock Options (Right-to-Buy)
Exercise: $18.78From: 2005-01-01Exp: 2015-01-01→ Common Stock (6,413 underlying)
6,413
Common Stock
(indirect: By Spouse)
12,604
Employee Stock Options (Right-to-Buy)
Exercise: $23.77From: 2006-02-07Exp: 2016-02-07→ Common Stock (5,830 underlying)
5,830

Footnotes (4)

[F1]Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2003. Accordingly, all options are presently exercisable.
[F2]Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
[F3]Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
[F4]Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.

Documents

1 file