Home/Filings/4/0001209191-12-057834
4//SEC Filing

Alphonso Kent J. 4

Accession 0001209191-12-057834

CIK 0000878522other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:25 PM ET

Size

8.6 KB

Accession

0001209191-12-057834

Insider Transaction Report

Form 4
Period: 2012-12-12
Alphonso Kent J.
VP & Chief Information Officer
Transactions
  • Award

    Class A Common Stock

    2012-12-12+10,00025,436 total
  • Award

    Option (right to buy)

    2012-12-12+17,50017,500 total
    Exercise: $7.36Exp: 2022-12-12Class A Common Stock (0 underlying)
Holdings
  • Class A Common Stock

    (indirect: By 401(k))
    5,715.549
Footnotes (3)
  • [F1]Includes 16,165 shares of restricted stock, including 10,000 shares awarded with this transaction. One-third of these 10,000 shares of restricted stock awarded on 12/12/2012 shall vest on October 31, 2013, if the closing price of a share of STEI's Class A common stock equals or exceeeds $8.10 per share for 20 of 25 consecutive trading days; to the extent not already vested on 10/31/2013, two-thirds of these share shall vest on 10/31/2014, if the closing price of STEI's Class A Common stock equals or exceeds $8.91 per share for 20 cosecutive of 25 consecutive trading days in FY 2014; and to the extent not already vested on October 31, 2014, all shares vest on 10/31/2015 if the closing price of a share of STEI's Class A Common Stock equals or exceed $9.80 per share for 20 of 25 consecutive trading days.
  • [F2]The Insider's last Form 4 filing overstated the total number of shares beneficially owned by the Insider by 298 shares.
  • [F3]Options vest 25% per year over four years and expire 10 years from the grant date.

Issuer

STEWART ENTERPRISES INC

CIK 0000878522

Entity typeother

Related Parties

1
  • filerCIK 0001522247

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:25 PM ET
Size
8.6 KB