HENRY FRANCIS J JR 4
4 · Booz Allen Hamilton Holding Corp · Filed Dec 14, 2012
Insider Transaction Report
Form 4
HENRY FRANCIS J JR
Executive Vice PresidentOther
Transactions
- Exercise/Conversion
Class A Common Stock
2012-12-12$4.28/sh+49,320$211,090→ 81,869 total - Exercise/Conversion
Employee Stock Option (right to buy)
2012-12-12−2,100→ 8,400 totalExercise: $6.08Exp: 2019-05-07→ Class A Common Stock (2,100 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-12-13−4,200→ 4,200 totalExercise: $6.08Exp: 2019-05-07→ Class A Common Stock (4,200 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-12-13−11,700→ 7,800 totalExercise: $6.08Exp: 2019-05-07→ Class A Common Stock (11,700 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2012-12-13−9,000→ 6,000 totalExercise: $6.08Exp: 2019-05-07→ Class A Common Stock (9,000 underlying) - Exercise/Conversion
Class A Common Stock
2012-12-12$6.08/sh+2,100$12,768→ 83,969 total - Sale
Class A Common Stock
2012-12-12$14.50/sh−51,420$745,739→ 32,549 total - Exercise/Conversion
Class A Common Stock
2012-12-13$6.08/sh+24,900$151,392→ 57,449 total - Sale
Class A Common Stock
2012-12-13$14.41/sh−24,900$358,901→ 32,549 total - Exercise/Conversion
Employee Stock Option (right to buy)
2012-12-12−49,320→ 12,350 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (49,320 underlying)
Holdings
- 190,209(indirect: By Trust)
Class A Common Stock
Footnotes (8)
- [F1]Includes shares of Class A restricted common stock.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.5020 to $14.5230, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.2318 to $14.5346, inclusive. The reporting person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Shares held by the Francis J. Henry, Jr. Trust
- [F5]These options vested and became exercisable ratably on June 30, 2009, 2010, 2011 and 2012 subject to the reporting person's continued employment.
- [F6]These options vested and became exercisable ratably on June 30, 2010, 2011 and 2012 subject to the achievement of cumulative cash flow performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied.
- [F7]These options vested and become exercisable ratably on June 30, 2010, 2011 and 2012 subject to the achievement of EBITDA performance goals and to the reporting person's continued employment, with the opportunity to "catch up" on missed goals if certain performance conditions are satisfied.
- [F8]These options vested and became exercisable ratably on June 30, 2010, 2011 and 2012 subject to the reporting person's continued employment.