Home/Filings/4/0001209191-12-058258
4//SEC Filing

MILLER STEVEN L 4

Accession 0001209191-12-058258

CIK 0001126294other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 4:31 PM ET

Size

15.2 KB

Accession

0001209191-12-058258

Insider Transaction Report

Form 4
Period: 2012-12-14
MILLER STEVEN L
DirectorOther
Transactions
  • Exercise/Conversion

    Cash Units

    2012-12-1422,7650 total
    Common Stock (22,765 underlying)
  • Disposition to Issuer

    Stock Options

    2012-12-145,0000 total
    Exercise: $12.46Exp: 2015-06-17Common Stock (5,000 underlying)
  • Disposition to Issuer

    Cash Units

    2012-12-1422,7650 total
  • Disposition to Issuer

    Stock Options

    2012-12-145,0000 total
    Exercise: $9.84Exp: 2014-06-02Common Stock (5,000 underlying)
  • Disposition to Issuer

    Common Stock

    2012-12-14189,9310 total
  • Exercise/Conversion

    Cash Units

    2012-12-14+22,76522,765 total
Footnotes (4)
  • [F1]The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc.("NRG") in exchange for shares of NRG common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
  • [F2]Each cash unit is the economic equivalent of one share of common stock of GenOn. The cash units were paid in cash in connection with the Merger based on the fair market value per share of GenOn common stock on the effective date of the Merger.
  • [F3]Upon completion of the Merger, this fully-vested option was converted into an option to purchase 608 shares of NRG common stock at $80.92 per share.
  • [F4]Upon completion of the Merger, this fully-vested option was converted into an option to purchase 608 shares of NRG common stock at $102.51 per share.

Issuer

GenOn Energy, Inc.

CIK 0001126294

Entity typeother

Related Parties

1
  • filerCIK 0001209038

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:31 PM ET
Size
15.2 KB