4//SEC Filing
Cleary Anne M 4
Accession 0001209191-12-058296
CIK 0001126294other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:44 PM ET
Size
23.8 KB
Accession
0001209191-12-058296
Insider Transaction Report
Form 4
Cleary Anne M
Senior Vice President, Asset M
Transactions
- Disposition to Issuer
Common Stock
2012-12-14−320,966→ 0 total - Disposition to Issuer
Stock Options
2012-12-14−25,463→ 0 totalExercise: $8.84Exp: 2016-02-17→ Common Stock (25,463 underlying) - Tax Payment
Common Stock
2012-12-14$2.87/sh−23,874$68,518→ 320,966 total - Disposition to Issuer
Stock Options
2012-12-14−23,051→ 0 totalExercise: $8.70Exp: 2016-01-13→ Common Stock (23,051 underlying) - Disposition to Issuer
Stock Options
2012-12-14−67,036→ 0 totalExercise: $3.67Exp: 2019-03-03→ Common Stock (67,036 underlying) - Disposition to Issuer
Stock Options
2012-12-14−81,553→ 0 totalExercise: $3.81Exp: 2021-02-22→ Common Stock (81,553 underlying) - Disposition to Issuer
Stock Options
2012-12-14−21,860→ 0 totalExercise: $13.06Exp: 2013-03-07→ Common Stock (21,860 underlying) - Disposition to Issuer
Stock Options
2012-12-14−67,552→ 0 totalExercise: $4.66Exp: 2020-03-11→ Common Stock (67,552 underlying) - Disposition to Issuer
Stock Options
2012-12-14−133,164→ 0 totalExercise: $2.44Exp: 2022-02-26→ Common Stock (133,164 underlying)
Footnotes (9)
- [F1]The reporting person disposed of these shares to satisfy tax withholding obligations related to the vesting of stock units.
- [F2]The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc. in exchange for shares of NRG Energy, Inc. common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
- [F3]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 2,803 shares of NRG Energy, Inc. common stock at $71.55 per share.
- [F4]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 3,096 shares of NRG Energy, Inc. common stock at $72.70 per share.
- [F5]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 2,658 shares of NRG Energy, Inc. common stock at $107.41 per share.
- [F6]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 8,151 shares of NRG Energy, Inc. common stock at $30.19 per share.
- [F7]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 8,214 shares of NRG Energy, Inc. common stock at $38.33 per share.
- [F8]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 9,916 shares of NRG Energy, Inc. common stock at $31.34 per share.
- [F9]Upon completion of the merger involving GenOn Energy, Inc. and NRG Energy, Inc., these stock options, which vest in three equal annual installments beginning February 27, 2013, were converted into option to purchase 16,192 shares of NRG Energy, Inc. common stock at $20.07 per share.
Documents
Issuer
GenOn Energy, Inc.
CIK 0001126294
Entity typeother
Related Parties
1- filerCIK 0001464572
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:44 PM ET
- Size
- 23.8 KB