4//SEC Filing
HOLDEN J WILLIAM III 4
Accession 0001209191-12-058325
CIK 0001126294other
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:54 PM ET
Size
23.8 KB
Accession
0001209191-12-058325
Insider Transaction Report
Form 4
Transactions
- Disposition to Issuer
Common Stock
2012-12-14−699,251→ 0 total - Disposition to Issuer
Stock Options
2012-12-14−22,005→ 0 totalExercise: $8.84Exp: 2016-02-17→ Common Stock (22,005 underlying) - Disposition to Issuer
Stock Options
2012-12-14−101,957→ 0 totalExercise: $4.66Exp: 2020-03-11→ Common Stock (101,957 underlying) - Disposition to Issuer
Stock Options
2012-12-14−81,058→ 0 totalExercise: $3.67Exp: 2019-03-03→ Common Stock (81,058 underlying) - Disposition to Issuer
Stock Options
2012-12-14−331,075→ 0 totalExercise: $2.44Exp: 2022-02-26→ Common Stock (331,075 underlying) - Disposition to Issuer
Stock Options
2012-12-14−22,371→ 0 totalExercise: $8.70Exp: 2016-01-13→ Common Stock (22,371 underlying) - Disposition to Issuer
Stock Options
2012-12-14−44,489→ 0 totalExercise: $13.06Exp: 2016-03-07→ Common Stock (44,489 underlying) - Tax Payment
Common Stock
2012-12-14$2.87/sh−72,029$206,723→ 699,251 total - Disposition to Issuer
Stock Options
2012-12-14−211,285→ 0 totalExercise: $3.81Exp: 2021-02-22→ Common Stock (211,285 underlying)
Footnotes (9)
- [F1]The reporting person disposed of these shares to satisfy tax withholding obligations related to the vesting of restricted stock units.
- [F2]The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc.("NRG") in exchange for shares of NRG common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
- [F3]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 2,270 shares of NRG Energy, Inc. common stock at $71.55 per share.
- [F4]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 2,675 shares of NRG Energy, Inc. common stock at $72.70 per share.
- [F5]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 5,409 shares of NRG Energy, Inc. common stock at $107.41 per share.
- [F6]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 9,856 shares of NRG Energy, Inc. common stock at $30.19 per share.
- [F7]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 12,397 shares of NRG Energy, Inc. common stock at $38.33 per share.
- [F8]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 25,692 shares of NRG Energy, Inc. common stock at $31.34 per share.
- [F9]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this option, which vests in three equal annual installments beginning February 27, 2013, was converted into an option to purchase 40,258 shares of NRG Energy, Inc. common stock at $20.07 per share.
Documents
Issuer
GenOn Energy, Inc.
CIK 0001126294
Entity typeother
Related Parties
1- filerCIK 0001227591
Filing Metadata
- Form type
- 4
- Filed
- Dec 17, 7:00 PM ET
- Accepted
- Dec 18, 4:54 PM ET
- Size
- 23.8 KB