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4//SEC Filing

LIVENGOOD THOMAS C 4

Accession 0001209191-12-058331

CIK 0001126294other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 4:57 PM ET

Size

23.8 KB

Accession

0001209191-12-058331

Insider Transaction Report

Form 4
Period: 2012-12-14
LIVENGOOD THOMAS C
Sr Vice Pres & Controller
Transactions
  • Disposition to Issuer

    Stock Options

    2012-12-149,1060 total
    Exercise: $16.26Exp: 2017-02-19Common Stock (9,106 underlying)
  • Disposition to Issuer

    Stock Options

    2012-12-146,5880 total
    Exercise: $23.38Exp: 2018-02-18Common Stock (6,588 underlying)
  • Disposition to Issuer

    Stock Options

    2012-12-1434,9200 total
    Exercise: $4.28Exp: 2016-03-02Common Stock (34,920 underlying)
  • Disposition to Issuer

    Stock Options

    2012-12-1446,6170 total
    Exercise: $3.81Exp: 2021-02-22Common Stock (46,617 underlying)
  • Disposition to Issuer

    Stock Options

    2012-12-1476,6990 total
    Exercise: $2.44Exp: 2022-02-26Common Stock (76,699 underlying)
  • Tax Payment

    Common Stock

    2012-12-14$2.87/sh9,903$28,422199,049 total
  • Disposition to Issuer

    Common Stock

    2012-12-14199,0490 total
  • Disposition to Issuer

    Stock Options

    2012-12-1433,5000 total
    Exercise: $3.50Exp: 2013-03-10Common Stock (33,500 underlying)
  • Disposition to Issuer

    Stock Options

    2012-12-14108,8000 total
    Exercise: $8.13Exp: 2014-02-12Common Stock (108,800 underlying)
Footnotes (9)
  • [F1]The reporting person disposed of these shares to satisfy tax withholding obligations related to the vesting of restricted stock units.
  • [F2]The reporting person disposed of these shares in connection with the merger (the "Merger") involving GenOn Energy, Inc. and NRG Energy, Inc.("NRG") in exchange for shares of NRG common stock, based on the exchange ratio of 0.1216 and having a market value of $23.00 per share on the effective date of the Merger, plus cash consideration for fractional shares.
  • [F3]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 4,073 shares of NRG Energy, Inc. common stock at $28.83 per share.
  • [F4]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 13,230 shares of NRG Energy, Inc. common stock at $66.90 per share.
  • [F5]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 1,107 shares of NRG Energy, Inc. common stock at $133.72 per share.
  • [F6]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 801 shares of NRG Energy, Inc. common stock at $192.23 per share.
  • [F7]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 4,246 shares of NRG Energy, Inc. common stock at $35.20 per share.
  • [F8]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this fully-vested option was converted into an option to purchase 5,668 shares of NRG Energy, Inc. common stock at $31.34 per share.
  • [F9]Upon completion of the Merger involving GenOn Energy, Inc. and NRG Energy, Inc., this option, which vests in three equal annual installments beginning February 27, 2013, was converted into an option to purchase 9,326 shares of NRG Energy, Inc. common stock at $20.07 per share.

Issuer

GenOn Energy, Inc.

CIK 0001126294

Entity typeother

Related Parties

1
  • filerCIK 0001047738

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:57 PM ET
Size
23.8 KB