4//SEC Filing
CAEZZA JOHN O 4
Accession 0001209191-12-059075
CIK 0001141107other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:35 PM ET
Size
18.5 KB
Accession
0001209191-12-059075
Insider Transaction Report
Form 4
ARRIS GROUP INCARRS
CAEZZA JOHN O
President of Access, Transport
Transactions
- Exercise/Conversion
Common stock
2012-12-21$12.57/sh+45,856$576,410→ 116,275 total - Sale
Common stock
2012-12-21$15.67/sh−45,856$718,564→ 70,419 total - Exercise/Conversion
Stock option
2012-12-21−45,856→ 0 totalExercise: $12.57Exp: 2015-07-01→ Common stock (45,856 underlying)
Holdings
- 25,200
Restricted stock
- 18,682
Restricted stock
- 29,040
Restricted stock
- 13,157
Restricted stock
- 35,086
Restricted stock
- 58,080
Restricted stock
- 9,686
Restricted stock
- 49,820
Restricted stock
Footnotes (10)
- [F1]Stock options were exercised pursuant to an existing Rule 10b5-1 Sales Plan
- [F10]Stock options are currently fully exercisable
- [F2]Represents a restricted stock grant in which 20% vests on December 20, 2009 (the "vesting date") and 10% will vest on each successive anniversary of the vesting date.
- [F3]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- [F4]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- [F5]Represents a restricted stock grant which is in part performance-based. 8,772 shares of the grant are guaranteed and had vested on 3/25/2011. 0 to 35,086 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2012 and will vest on 1/31/2013.
- [F6]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- [F7]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- [F8]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- [F9]Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
Issuer
ARRIS GROUP INC
CIK 0001141107
Entity typeother
Related Parties
1- filerCIK 0001180395
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 4:35 PM ET
- Size
- 18.5 KB