4/A//SEC Filing
Dunleavy Christopher 4/A
Accession 0001209191-12-059327
CIK 0001507881other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 4:21 PM ET
Size
16.0 KB
Accession
0001209191-12-059327
Insider Transaction Report
Form 4/AAmended
Dunleavy Christopher
Chief Financial Officer
Transactions
- Other
Employee stock option (right to buy)
2012-08-31+6,037→ 6,037 totalExercise: $16.56From: 2012-08-31Exp: 2014-01-01→ Common Stock ($.01 par) (6,037 underlying) - Award
Common Stock ($.01 par)
2012-08-31$24.84/sh+11,532$286,455→ 11,532 total - Award
Common Stock ($.01 par)
2012-08-31$24.84/sh+74,428$1,848,792→ 74,428 total(indirect: Indirectly held through UANT Ventures, L.P.) - Award
Common Stock ($.01 par)
2012-08-31$24.84/sh+121$3,006→ 121 total(indirect: Shares owned by son.) - Other
Employee stock option (right to buy)
2012-08-31+6,037→ 6,037 totalExercise: $24.84From: 2012-08-31Exp: 2015-01-01→ Common Stock ($.01 par) (6,037 underlying) - Award
Common Stock ($.01 par)
2012-08-31$24.84/sh+121$3,006→ 121 total(indirect: Shares owned by daughter.)
Footnotes (8)
- [F1]The number of shares reported in the original Form 4 was an estimate of the shares to be allocated to the filer pursuant to a Contribution Agreement and was subject to certain post-closing adjustments. Upon completion of the post-closing adjustments, the number of shares the filer actually received pursuant to the Contribution Agreement was 11,532.
- [F2]The price per share reported in the original Form 4 was an estimate of the share price based upon the estimated value of the assets contributed to the issuer pursuant to a Contribution Agreement and was subject to certain post-closing adjustments. Upon completion of the post-closing adjustments, the price per share was calculated to be $24.84.
- [F3]These shares were inadvertantly omitted from the original Form 4.
- [F4]The exercise price reported in the original Form 4 was an estimate of the exercise price of the options to be issued to the filer pursuant to a Contribution Agreement and was subject to certain post-closing adjustments. Upon completion of the post-closing adjustments, the exercise price was calculated to be $16.56.
- [F5]The number of options reported in the original Form 4 was an estimate of the number of options to be granted to the filer pursuant to a Contribution Agreement and was subject to certain post-closing adjustments. Upon completion of the post-closing adjustments, the number of options the filer actually received pursuant to the Contribution Agreement was 6,037.
- [F6]The original Form 4 incorrectly indicated these options were indirectly held.
- [F7]The exercise price reported in the original Form 4 was an estimate of the exercise price of the options to be issued to the filer pursuant to a Contribution Agreement and was subject to certain post-closing adjustments. Upon completion of the post-closing adjustments, the exercise price was calculated to be $24.84.
- [F8]The number of options reported in the original Form 4 was an estimate of the number of options to be granted to the filer pursuant to a Contribution Agreement and was subject to certain post-closing adjustments. Upon completion of the post-closing adjustments, the number of options the filer actually received pursuant to the Contribution Agreement was 6,037.
Documents
Issuer
USMD Holdings, Inc.
CIK 0001507881
Entity typeother
Related Parties
1- filerCIK 0001556844
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 4:21 PM ET
- Size
- 16.0 KB