4//SEC Filing
Simms Michael J 4
Accession 0001209191-12-059485
CIK 0001344413other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 4:27 PM ET
Size
5.2 KB
Accession
0001209191-12-059485
Insider Transaction Report
Form 4
Simms Michael J
SVP, Operations & Manufact
Transactions
- Sale
Common Stock
2012-12-26$4.90/sh−4,558$22,316→ 4,180 total
Footnotes (2)
- [F1]Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2005 Equity Incentive Plan that vested in full on December 21, 2012. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 25, 2012.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.77 to $4.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
Alexza Pharmaceuticals Inc.
CIK 0001344413
Entity typeother
Related Parties
1- filerCIK 0001427117
Filing Metadata
- Form type
- 4
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 4:27 PM ET
- Size
- 5.2 KB