BERNHARD JAMES M JR 4
4 · SHAW GROUP INC · Filed Dec 31, 2012
Insider Transaction Report
Form 4
SHAW GROUP INCSHAW
BERNHARD JAMES M JR
DirectorChairman, CEO and President
Transactions
- Exercise/Conversion
Common Stock
2012-12-28$27.79/sh+73,712$2,048,456→ 1,337,012 total - Sale
Common Stock
2012-12-28$46.20/sh−1,831$84,592→ 1,375,670 total - Sale
Common Stock
2012-12-28$46.23/sh−100$4,623→ 1,351,027 total - Sale
Common Stock
2012-12-28$46.28/sh−500$23,143→ 1,221,344 total - Sale
Common Stock
2012-12-28$46.29/sh−500$23,146→ 1,194,768 total - Exercise/Conversion
Common Stock
2012-12-28$11.20/sh+304,000$3,404,800→ 447,356 total - Exercise/Conversion
Common Stock
2012-12-28$30.56/sh+40,489$1,237,344→ 1,377,501 total - Exercise/Conversion
Common Stock
2012-12-28$20.76/sh+206,000$4,276,560→ 886,156 total - Exercise/Conversion
Common Stock
2012-12-28$26.70/sh+206,991$5,526,660→ 1,093,147 total - Exercise/Conversion
Common Stock
2012-12-28$17.89/sh+170,153$3,044,037→ 1,263,300 total - Sale
Common Stock
2012-12-28$46.22/sh−2,500$115,550→ 1,359,727 total - Sale
Common Stock
2012-12-28$46.23/sh−8,600$397,578→ 1,351,127 total - Sale
Common Stock
2012-12-28$46.25/sh−100$4,625→ 1,276,580 total - Sale
Common Stock
2012-12-28$46.26/sh−5,853$270,731→ 1,270,627 total - Sale
Common Stock
2012-12-28$46.26/sh−11,059$511,589→ 1,259,568 total - Sale
Common Stock
2012-12-28$46.27/sh−4,400$203,596→ 1,240,544 total - Sale
Common Stock
2012-12-28$46.29/sh−1,476$68,318→ 1,219,868 total - Sale
Common Stock
2012-12-28$46.29/sh−24,600$1,138,734→ 1,195,268 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−232,800→ 0 totalExercise: $12.66From: 2005-10-13Exp: 2014-10-13→ Common Stock (232,800 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−206,991→ 0 totalExercise: $26.70From: 2007-11-01Exp: 2016-11-01→ Common Stock (206,991 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−40,489→ 121,470 totalExercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (40,489 underlying) - Sale
Common Stock
2012-12-28$46.21/sh−13,443$621,201→ 1,362,227 total - Sale
Common Stock
2012-12-28$46.23/sh−400$18,494→ 1,350,627 total - Sale
Common Stock
2012-12-28$46.24/sh−2,000$92,484→ 1,323,801 total - Sale
Common Stock
2012-12-28$46.25/sh−45,521$2,105,346→ 1,276,680 total - Sale
Common Stock
2012-12-28$46.25/sh−100$4,625→ 1,276,480 total - Sale
Common Stock
2012-12-28$46.27/sh−14,624$676,652→ 1,244,944 total - Sale
Common Stock
2012-12-28$46.27/sh−3,900$180,473→ 1,236,644 total - Sale
Common Stock
2012-12-28$46.28/sh−14,800$684,944→ 1,221,844 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−73,712→ 73,713 totalExercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (73,712 underlying) - Sale
Common Stock
2012-12-27$46.41/sh−988,247$45,864,543→ 143,356 total - Exercise/Conversion
Common Stock
2012-12-28$12.66/sh+232,800$2,947,248→ 680,156 total - Sale
Common Stock
2012-12-28$46.24/sh−24,826$1,147,954→ 1,325,801 total - Sale
Common Stock
2012-12-28$46.24/sh−1,600$73,992→ 1,322,201 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−304,000→ 0 totalExercise: $11.20From: 2004-10-10Exp: 2013-10-10→ Common Stock (304,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−206,000→ 0 totalExercise: $20.76From: 2006-10-13Exp: 2015-10-13→ Common Stock (206,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-12-28−170,153→ 56,718 totalExercise: $17.89From: 2010-01-01Exp: 2018-10-31→ Common Stock (170,153 underlying)
Holdings
- 34,568
Restricted Stock Units
Exercise: $0.00From: 2010-01-01→ Common Stock (34,568 underlying) - 67,384
Restricted Stock Units
Exercise: $0.00From: 2012-11-01→ Common Stock (67,384 underlying) - 44,507
Restricted Stock Units
Exercise: $0.00From: 2011-01-01→ Common Stock (44,507 underlying) - 60,709
Restricted Stock Units
Exercise: $0.00From: 2012-01-01→ Common Stock (60,709 underlying) - 72,130
Employee Stock Option (Right to Buy)
Exercise: $67.19From: 2009-01-01Exp: 2017-12-07→ Common Stock (72,130 underlying) - 55,914
Restricted Stock Units
Exercise: $0.00From: 2013-10-22→ Common Stock (55,914 underlying)
Footnotes (15)
- [F1]On 12/26/2012, reporting person transferred 988,247 shares from his Merrill Lynch account to his Morgan Stanley account. Then on 12/27/2012, reporting person sold the 988,247 shares.
- [F10]The options vest in four (4) equal annual installments beginning on January 1, 2012.
- [F11]Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
- [F12]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
- [F13]The restricted stock units do not have an expiration date.
- [F14]The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.
- [F15]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
- [F2]On 12/27/20112, reporting person transferred 143,356 shares from his Merrill Lynch account to his Morgan Stanley account.
- [F3]The options vest in four (4) equal annual installments beginning on October 10, 2004.
- [F4]The options vest in four (4) equal annual installments beginning on October 13, 2005.
- [F5]The options vest in four (4) equal annual installments beginning on October 13, 2006.
- [F6]The options vest in four (4) equal annual installments beginning on November 1, 2007.
- [F7]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
- [F8]The options vest in four (4) equal annual installments beginning on January 1, 2010.
- [F9]The options vest in four (4) equal annual installments beginning on January 1, 2011.