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4//SEC Filing

Swank Jerry V 4

Accession 0001209191-13-000056

CIK 0001526629other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 12:18 PM ET

Size

6.0 KB

Accession

0001209191-13-000056

Insider Transaction Report

Form 4
Period: 2012-12-28
Transactions
  • Purchase

    Common Shares of Beneficial Interest

    2012-12-28$18.71/sh+5,000$93,5469,188 total(indirect: See footnotes.)
Footnotes (3)
  • [F1]The filing of this Form 4 shall not be construed as an admission that Jerry V. Swank ("Mr. Swank") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the common shares of The Cushing Royalty & Income Fund ("Common Shares") held by private investment funds ultimately managed by Mr. Swank (each, a "Fund" and collectively, the "Funds"). Pursuant to Rule 16a-1, Mr. Swank disclaims such beneficial ownership beyond his pecuniary interest in the Funds.
  • [F2]Common Shares were acquired by one or more Funds that may be deemed to be controlled, directly or indirectly, by Mr. Swank by virtue of the fact that Mr. Swank serves as the manager of the general partner of such Fund's general partner.
  • [F3]Mr. Swank may also be deemed to indirectly beneficially own 4,188 Common Shares held by Cushing MLP Asset Management, LP (the "Investment Adviser") by virtue of his control of the Investment Adviser.

Issuer

Cushing Royalty & Income Fund

CIK 0001526629

Entity typeother

Related Parties

1
  • filerCIK 0001354719

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 12:18 PM ET
Size
6.0 KB