Home/Filings/4/0001209191-13-000202
4//SEC Filing

Hochhauser Howard 4

Accession 0001209191-13-000202

CIK 0001469433other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 4:23 PM ET

Size

14.9 KB

Accession

0001209191-13-000202

Insider Transaction Report

Form 4
Period: 2012-12-28
Hochhauser Howard
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Common Stock Option (right to buy)

    2012-12-2899,0000 total
    Exercise: $7.36Exp: 2019-05-27Common Stock, $0.001 par value (99,000 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2012-12-28100,0000 total
    Exercise: $0.00Common Stock, $0.001 par value (100,000 underlying)
  • Disposition to Issuer

    Common Stock Option (right to buy)

    2012-12-28200,0000 total
    Exercise: $23.35Exp: 2022-03-01Common Stock, $0.001 par value (200,000 underlying)
  • Disposition to Issuer

    Common Stock Option (right to buy)

    2012-12-28293,0000 total
    Exercise: $5.50Exp: 2019-02-11Common Stock, $0.001 par value (293,000 underlying)
Footnotes (6)
  • [F1]Option granted on February 11, 2009. The option, originally representing a right to purchase 500,000 shares, vests over four years with 1/4 of the total number of shares subject to the option having vested on January 12, 2010, and 1/48 of the total number of shares subject to the option vesting monthly thereafter.
  • [F2]Pursuant to the terms of the Agreement and Plan of Merger, dated October 21, 2012, by and among Global Generations International Inc. ("Parent"), Global Generations Merger Sub Inc. and Ancestry.com Inc. (the "Merger Agreement"; capitalized terms used but not defined herein have the meanings assigned to them in the Merger Agreement), at the Effective Time, the Common Stock Options held by the reporting person were converted into the right to receive an amount in cash equal to the product of (i) the excess, if any, of the Merger Consideration over the exercise price per Share of such Company Options multiplied by (ii) the total number of Shares subject to such Company Options. Pursuant to rollover agreements entered into between Parent and the Reporting Person, certain Company stock options held by the Reporting Person were converted into options to purchase equity interests in an indirect parent entity of the Company.
  • [F3]Option granted on May 27, 2009. The option, representing a right to purchase 99,000 shares, vests over four years with 1/4 of the total number of shares subject to the option having vested on January 1, 2011 and 1/48 of the total number of shares subject to the option vesting monthly thereafter.
  • [F4]Option granted on March 1, 2012. The option, representing a right to purchase 200,000 shares, vests with respect to 1/48 of the total number of shares subject to the option on March 1, 2013, and 1/48 of the total number of shares subject to the option on the first day of every month thereafter.
  • [F5]Pursuant to the terms of the Merger Agreement, at the Effective Time, the Company RSU Awards held by the reporting person were converted into the right to receive an amount in cash equal to the product of (i) the total number of Shares subject to such Company RSU Awards multiplied by (ii) the Merger Consideration. Pursuant to rollover agreements entered into between Parent and the Reporting person, certain Company RSU Awards held by the Reporting Person were converted into restricted stock units of an indirect parent entity of the Company.
  • [F6]On March 1, 2012, the reporting person received 100,000 restricted stock units, vesting 1/16 on March 1, 2013 and 1/16 on the first day of every third month thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

Issuer

Ancestry.com Inc.

CIK 0001469433

Entity typeother

Related Parties

1
  • filerCIK 0001355410

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:23 PM ET
Size
14.9 KB