Dr Pepper Snapple Group, Inc.·4

Jan 2, 7:48 PM ET

Weinstein Michael Feder 4

4 · Dr Pepper Snapple Group, Inc. · Filed Jan 2, 2013

Insider Transaction Report

Form 4Exit
Period: 2012-12-31
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    [F4][F2]
    2012-12-311,7720 total
    Common Stock (1,772 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    [F4][F3]
    2012-12-312,154826 total
    Common Stock (2,154 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F4][F3]
    2012-12-318260 total
    Common Stock (826 underlying)
  • Exercise/Conversion

    Common Stock

    [F1]
    2012-12-31+3,24511,128 total
  • Exercise/Conversion

    Common Stock

    [F2]
    2012-12-31+1,77212,900 total
  • Exercise/Conversion

    Common Stock

    [F3]
    2012-12-31+82613,726 total
  • Disposition to Issuer

    Restricted Stock Units

    [F4][F1]
    2012-12-311923,245 total
    Common Stock (192 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F4][F1]
    2012-12-313,2450 total
    Common Stock (3,245 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    [F4][F2]
    2012-12-311,1271,772 total
    Common Stock (1,127 underlying)
Footnotes (4)
  • [F1]Reporting Person resigned as a Director of the Issuer on December 31, 2012 (the "Separation Date"). The Board of Directors approved the vesting on the Separation Date of a prorata number of restricted stock units based on the number of days between the award date of March 2, 2010 (2010 award) and the Separation Date. On the Separation Date 3,246 restricted stock units vested and shares in that amount were issued to the Reporting Person on the day of vesting. The remaining unvested 191 restricted stock units (that were made as part of the 2010 award) were forfeited.
  • [F2]Reporting Person resigned as a Director of the Issuer on December 31, 2012 (the "Separation Date"). The Board of Directors approved the vesting on the Separation Date of a prorata number of restricted stock units based on the number of days between the award date of March 2, 2011 (2011 award) and the Separation Date. On the Separation Date 1,773 restricted stock units vested and shares in that amount were issued to the Reporting Person on the day of vesting. The remaining unvested 1,126 restricted stock units (that were made as part of the 2011 award) were forfeited.
  • [F3]Reporting Person resigned as a Director of the Issuer on December 31, 2012 (the "Separation Date"). The Board of Directors approved the vesting on the Separation Date of a prorata number of restricted stock units based on the number of days between the award date of March 2, 2012 (2012 award) and the Separation Date. On the Separation Date 827 restricted stock units vested and shares in that amount were issued to the Reporting Person on the day of vesting. The remaining unvested 2,153 restricted stock units (that were made as part of the 2012 award) were forfeited.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
Signature
Wayne R. Lewis, attorney in fact|2013-01-02

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION