SHAW GROUP INC|4Jan 3, 5:03 PM ET

BERNHARD JAMES M JR 4

4 · SHAW GROUP INC · Filed Jan 3, 2013

Form 4

Period: 2013-01-01

DirectorChairman, CEO and President

Transactions

Exercise/Conversion
Common Stock
2013-01-01+34,568→ 177,924 total
Tax Payment
Common Stock
2013-01-01$46.61/sh−33,882$1,579,240→ 186,531 total
Exercise/Conversion
Common Stock
2013-01-01+20,236→ 220,413 total
Exercise/Conversion
Restricted Stock Units
2013-01-01−22,253→ 22,254 total
Exercise: $0.00From: 2011-01-01→ Common Stock (22,253 underlying)
Exercise/Conversion
Common Stock
2013-01-01+22,253→ 200,177 total
Exercise/Conversion
Restricted Stock Units
2013-01-01−34,568→ 0 total
Exercise: $0.00From: 2010-01-01→ Common Stock (34,568 underlying)
Exercise/Conversion
Restricted Stock Units
2013-01-01−20,236→ 40,473 total
Exercise: $0.00From: 2012-01-01→ Common Stock (20,236 underlying)

Holdings

Employee Stock Option (Right to Buy)
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (121,470 underlying)
121,470
Employee Stock Option (Right to Buy)
Exercise: $17.89From: 2010-01-01Exp: 2018-10-31→ Common Stock (56,718 underlying)
56,718
Employee Stock Option (Right to Buy)
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (73,713 underlying)
73,713
Employee Stock Option (Right to Buy)
Exercise: $67.19From: 2009-01-01Exp: 2017-12-07→ Common Stock (72,130 underlying)
72,130
Restricted Stock Units
Exercise: $0.00From: 2012-11-01→ Common Stock (67,384 underlying)
67,384
Restricted Stock Units
Exercise: $0.00From: 2013-10-22→ Common Stock (55,914 underlying)
55,914

Footnotes (9)

[F1]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
[F2]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
[F3]Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
[F4]The restricted stock units do not have an expiration date.
[F5]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2010.
[F6]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2011.
[F7]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2012.
[F8]The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.
[F9]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.

Documents

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