Smith Eli 4

4 · SHAW GROUP INC · Filed Jan 3, 2013

Form 4

Period: 2013-01-01

President, COO, Power Group

Transactions

Tax Payment
Common Stock
2013-01-01$46.61/sh−1,285$59,894→ 1,911 total
Exercise/Conversion
Restricted Stock Units
2013-01-01−2,368→ 4,736 total
Exercise: $0.00From: 2012-01-01→ Common Stock (2,368 underlying)
Exercise/Conversion
Common Stock
2013-01-01+2,368→ 2,368 total
Exercise/Conversion
Common Stock
2013-01-01+828→ 3,196 total
Exercise/Conversion
Restricted Stock Units
2013-01-01−828→ 829 total
Exercise: $0.00From: 2011-01-01→ Common Stock (828 underlying)

Holdings

Employee Stock Option (Option to Buy)
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (2,745 underlying)
2,745
Restricted Stock Units
Exercise: $0.00From: 2010-06-01→ Common Stock (1,362 underlying)
1,362
Employee Stock Option (Option to Buy)
Exercise: $29.00From: 2010-06-01Exp: 2019-06-01→ Common Stock (1,868 underlying)
1,868
Restricted Stock Units
Exercise: $0.00From: 2013-10-22→ Common Stock (9,052 underlying)
9,052
Employee Stock Option (Option to Buy)
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (5,546 underlying)
5,546
Employee Stock Option (Option to Buy)
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (8,669 underlying)
8,669
Restricted Stock Units
Exercise: $0.00From: 2012-11-01→ Common Stock (9,108 underlying)
9,108

Footnotes (9)

[F1]The options vest beginning on January 1, 2012.
[F2]The options vest beginning on January 1, 2011.
[F3]The options vest beginning on June 1, 2010.
[F4]Each restricted stock unit (RSU) represents a contingent right to recieve, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's stock on the vesting date multiplied by the number of restricted stock units that became vested on the vesting date.
[F5]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
[F6]The restricted stock units have no expiration date.
[F7]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2012.
[F8]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on January 1, 2011.
[F9]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.

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