DiCecco Susan J 4
4 · AMERICAN SUPERCONDUCTOR CORP /DE/ · Filed Jan 3, 2013
Insider Transaction Report
Form 4
DiCecco Susan J
VP, Corporate Administration
Transactions
- Disposition to Issuer
Common Stock
2012-12-31−38,800→ 147,857 total - Award
Restricted Stock Unit
2013-01-02+119,521→ 158,321 totalExercise: $0.00Exp: 2013-03-01→ Common Stock (119,521 underlying) - Award
Restricted Stock Unit
2013-01-02+38,800→ 38,800 totalExercise: $0.00Exp: 2013-03-01→ Common Stock (38,800 underlying) - Disposition to Issuer
Common Stock
2012-12-31−125,000→ 22,857 total
Holdings
- 3,673(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Represents unvested time-based restricted stock awards forfeited upon Ms. DiCecco's separation from the company on December 31, 2012.
- [F2]Represents unvested performance based restricted stock award forfeited upon Ms. DiCecco's separation from the company on December 31, 2012.
- [F3]Following all the transactions reported on this Form 4, the reporting person holds 22,857 shares directly.
- [F4]Following all the transactions reported on this Form 4, the reporting person holds 3,673 shares indirectly through the company's 401(k) plan as of December 31, 2012.
- [F5]Each restricted stock unit represents a contingent right to receive one share of company common stock upon vesting. The restricted stock units vest in their entirety on the 8th day after Ms. DiCecco executes and delivers, and does not revoke, a new severance agreement with certain contractual protections for the company.