CAEZZA JOHN O 4
4 · ARRIS GROUP INC · Filed Jan 3, 2013
Insider Transaction Report
Form 4
ARRIS GROUP INCARRS
CAEZZA JOHN O
President of Access, Transport
Transactions
- Tax Payment
Restricted stock
2012-12-31$14.73/sh−6,770$99,722→ 17,788 total - Other
Restricted stock
2012-12-31−17,788→ 0 total - Conversion
Restricted stock
2012-12-31−10,528→ 24,558 total - Conversion
Common stock
2012-12-31+10,528→ 80,947 total
Holdings
- 13,157
Restricted stock
- 18,682
Restricted stock
- 25,200
Restricted stock
- 9,686
Restricted stock
- 49,820
Restricted stock
- 58,080
Restricted stock
- 29,040
Restricted stock
Footnotes (10)
- [F1]Represents the vested portion of a restricted stock grant converting to common stock.
- [F10]Represents a restricted stock grant which is performance-based. 0 to 58,080 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
- [F2]Represents a restricted performance stock grant vesting based on Company's share performance under Performance Criteria for the three year period ended 12/31/2012.
- [F3]Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- [F4]Represents cancellation of a portion of a restricted stock grant based upon Company's share performance under the Performance Criteria for the three year period ended 12/31/2012.
- [F5]Represents a restricted stock grant which vests annually in fourths beginning on March 30, 2010(the "vesting date")and on each successive anniversary of the vesting date.
- [F6]Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- [F7]Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- [F8]Represents a restricted stock grant which is performance-based. 0 to 49,820 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- [F9]Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.