4//SEC Filing
Lockard Matthew A 4
Accession 0001209191-13-002489
CIK 0000108516other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 11:09 AM ET
Size
17.0 KB
Accession
0001209191-13-002489
Insider Transaction Report
Form 4
Lockard Matthew A
VP Corp Dev & Treasurer
Transactions
- Exercise/Conversion
Common Shares
2013-01-04$17.01/sh+10,000$170,100→ 21,271 total - Sale
Common Shares
2013-01-04$26.20/sh−10,000$262,000→ 11,271 total - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-01-04−10,000→ 0 totalExercise: $19.20From: 2005-06-01Exp: 2014-05-31→ common shares (10,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-01-04−10,000→ 0 totalExercise: $17.01From: 2006-06-01Exp: 2015-05-31→ common shares (10,000 underlying) - Sale
Common Shares
2013-01-04$26.20/sh−10,000$262,000→ 11,271 total - Exercise/Conversion
Common Shares
2013-01-04$19.20/sh+10,000$192,000→ 21,271 total
Holdings
- 10,423(indirect: By 401(k))
Common Shares
- 2,837
Phantom Stock, acquired under deferred compensation plan
→ common shares (76 underlying)
Footnotes (6)
- [F1]Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
- [F2]This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.
- [F3]The accounts track common shares on a one-for-one basis
- [F4]The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans.
- [F5]These are unfunded accounts under Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment.
- [F6]The amount reported represents 76 additional unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.
Documents
Issuer
WORTHINGTON INDUSTRIES INC
CIK 0000108516
Entity typeother
Related Parties
1- filerCIK 0001455048
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 11:09 AM ET
- Size
- 17.0 KB