Lockard Matthew A 4

4 · WORTHINGTON INDUSTRIES INC · Filed Jan 8, 2013

Form 4

Period: 2013-01-04

VP Corp Dev & Treasurer

Transactions

Exercise/Conversion
Common Shares
2013-01-04$17.01/sh+10,000$170,100→ 21,271 total
Sale
Common Shares
2013-01-04$26.20/sh−10,000$262,000→ 11,271 total
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-01-04−10,000→ 0 total
Exercise: $19.20From: 2005-06-01Exp: 2014-05-31→ common shares (10,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Purchase)
2013-01-04−10,000→ 0 total
Exercise: $17.01From: 2006-06-01Exp: 2015-05-31→ common shares (10,000 underlying)
Sale
Common Shares
2013-01-04$26.20/sh−10,000$262,000→ 11,271 total
Exercise/Conversion
Common Shares
2013-01-04$19.20/sh+10,000$192,000→ 21,271 total

Holdings

Common Shares
(indirect: By 401(k))
10,423
Phantom Stock, acquired under deferred compensation plan
→ common shares (76 underlying)
2,837

Footnotes (6)

[F1]Amount listed is the most up-to-date information available regarding holdings in the Company Plan Fund which invests in Common Shares of the Company.
[F2]This non-qualified stock option was granted out of the Company's 2003 Stock Option Plan and vests at 20% per year. Date listed is the first day the options are available.
[F3]The accounts track common shares on a one-for-one basis
[F4]The account balances related to the theoretical common shares may be immediately transferred to other investment options under the terms of the deferred compensation plans.
[F5]These are unfunded accounts under Worthington Industries, Inc.'s deferred compensation plan invested in phantom stock. Distributions are made only in cash, and generally commence upon retirement or other termination of employment.
[F6]The amount reported represents 76 additional unfunded theoretical common shares (i.e., phantom stock) credited to participant's account pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.

Documents

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