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4//SEC Filing

Ulta Salon, Cosmetics & Fragrance, Inc. 4

Accession 0001209191-13-002680

$ULTACIK 0001403568operating
View on SEC.govCompany Profile

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 3:53 PM ET

Size

22.8 KB

Accession

0001209191-13-002680

Insider Transaction Report

Form 4
Period: 2013-01-08
Ulta Salon, Cosmetics & Fragrance, Inc.ULTA
GUTTMAN ROBERT S
SVP, General Counsel & Secr.
Transactions
  • Exercise/Conversion

    Common Stock

    2013-01-08$18.00/sh+5,555$99,990→ 8,416 total
  • Exercise/Conversion

    Common Stock

    2013-01-08$6.29/sh+5,000$31,450→ 18,416 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-01-08−5,000→ 0 total
    Exercise: $13.44From: 2012-09-09Exp: 2018-09-09→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-01-08−5,000→ 15,000 total
    Exercise: $6.29Exp: 2019-03-24→ Common Stock (5,000 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-01-08−93→ 19,907 total
    Exercise: $14.41Exp: 2019-09-09→ Common Stock (93 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-01-08−455→ 17,545 total
    Exercise: $26.71Exp: 2020-09-08→ Common Stock (455 underlying)
  • Exercise/Conversion

    Common Stock

    2013-01-08$13.44/sh+5,000$67,200→ 13,416 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2013-01-08−5,555→ 0 total
    Exercise: $18.00From: 2011-10-24Exp: 2017-10-24→ Common Stock (5,555 underlying)
  • Exercise/Conversion

    Common Stock

    2013-01-08$14.41/sh+93$1,340→ 18,509 total
  • Exercise/Conversion

    Common Stock

    2013-01-08$26.71/sh+455$12,153→ 18,964 total
Footnotes (6)
  • [F1]Since the date of the reporting person's last ownership report, he transferred 1,500 shares of common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
  • [F2]The options, representing a right to purchase a total of 63,200 shares, vested 25% on each anniversary date of the 10/24/2007 grant date.
  • [F3]The options, representing a right to purchase a total of 20,000 shares, vested 25% on each anniversary date of the 09/09/2008 grant date.
  • [F4]The options, representing a right to purchase a total of 20,000 shares, vest 25% on each anniversary date of the 03/24/2009 grant date.
  • [F5]The options, representing a right to purchase a total of 20,000 shares, vest 25% on each anniversary date of the 09/09/2009 grant date.
  • [F6]The options, representing a right to purchase a total of 18,000 shares, vest 25% on each anniversary date of the 09/08/2010 grant date.

Documents

1 file

Issuer

Ulta Salon, Cosmetics & Fragrance, Inc.

CIK 0001403568

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001403568

Filing Metadata

Form type
4
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 3:53 PM ET
Size
22.8 KB
View on SEC.gov