Smith Eli 4

4 · SHAW GROUP INC · Filed Jan 10, 2013

Form 4

Period: 2013-01-08

President, COO, Power Group

Transactions

Exercise/Conversion
Common Stock
2013-01-08$30.56/sh+4,738$144,793→ 6,649 total
Sale
Common Stock
2013-01-08$46.74/sh−1,900$88,809→ 6,110 total
Exercise/Conversion
Employee Stock Option (Option to Buy)
2013-01-08−1,372→ 1,373 total
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (1,372 underlying)
Exercise/Conversion
Employee Stock Option (Option to Buy)
2013-01-08−251→ 5,295 total
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (251 underlying)
Exercise/Conversion
Employee Stock Option (Option to Buy)
2013-01-08−4,487→ 4,182 total
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (4,487 underlying)
Sale
Common Stock
2013-01-08$46.74/sh−3,610$168,746→ 2,500 total
Exercise/Conversion
Common Stock
2013-01-08$27.79/sh+1,372$38,128→ 8,021 total
Sale
Common Stock
2013-01-08$46.75/sh−300$14,024→ 1,300 total
Sale
Common Stock
2013-01-08$46.75/sh−1,300$60,775→ 0 total
Sale
Common Stock
2013-01-08$46.74/sh−11$514→ 8,010 total
Sale
Common Stock
2013-01-08$46.74/sh−900$42,071→ 1,600 total

Holdings

Employee Stock Option (Option to Buy)
Exercise: $29.00From: 2010-06-01Exp: 2019-06-01→ Common Stock (1,868 underlying)
1,868
Restricted Stock Units
Exercise: $0.00From: 2012-11-01→ Common Stock (9,108 underlying)
9,108
Restricted Stock Units
Exercise: $0.00From: 2011-01-01→ Common Stock (828 underlying)
829
Restricted Stock Units
Exercise: $0.00From: 2010-06-01→ Common Stock (1,362 underlying)
1,362
Restricted Stock Units
Exercise: $0.00From: 2012-01-01→ Common Stock (2,368 underlying)
4,736
Restricted Stock Units
Exercise: $0.00From: 2013-10-22→ Common Stock (9,052 underlying)
9,052

Footnotes (7)

[F1]The options vest beginning on January 1, 2012.
[F2]The options vest beginning on January 1, 2011.
[F3]The options vest beginning on June 1, 2010.
[F4]Each restricted stock unit (RSU) represents a contingent right to recieve, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's stock on the vesting date multiplied by the number of restricted stock units that became vested on the vesting date.
[F5]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
[F6]The restricted stock units have no expiration date.
[F7]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.

Documents

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