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4//SEC Filing

Carson Neil A. 4

Accession 0001209191-13-003327

CIK 0001383729other
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 6:24 PM ET

Size

15.2 KB

Accession

0001209191-13-003327

Insider Transaction Report

Form 4
Period: 2013-01-14
FUSION-IO, INC.FIO
Carson Neil A.
Chief Technology Officer
Transactions
  • Sale

    Common Stock

    2013-01-14$20.73/sh−4,166$86,380→ 0 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-01-14−4,166→ 83,334 total
    Exercise: $1.96Exp: 2020-09-11→ Common Stock (4,166 underlying)
  • Sale

    Common Stock

    2013-01-15$20.71/sh−9,375$194,111→ 0 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2013-01-15−9,375→ 131,250 total
    Exercise: $0.65Exp: 2020-03-15→ Common Stock (9,375 underlying)
  • Exercise/Conversion

    Common Stock

    2013-01-14$1.96/sh+4,166$8,165→ 4,166 total
  • Exercise/Conversion

    Common Stock

    2013-01-15$0.65/sh+9,375$6,094→ 9,375 total
Footnotes (5)
  • [F1]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  • [F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $20.38 per share to $21.12 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F3]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $20.48 per share to $20.92 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F4]1/48 of the shares subject to the option become vested and exercisable each month from September 12, 2010, subject to the Reporting Person's continued service to the Issuer.
  • [F5]The option became exercisable as to 1/4th of the shares subject to the option on March 15, 2011, and 1/48th of the shares subject to the option vest on the 15th day of the month each month thereafter.

Documents

1 file

Issuer

FUSION-IO, INC.

CIK 0001383729

→
Entity typeother

Related Parties

1
  • filerCIK 0001521967

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 6:24 PM ET
Size
15.2 KB
View on SEC.gov