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4//SEC Filing

Smith Dana C 4

Accession 0001209191-13-003356

CIK 0000767884other
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 8:59 PM ET

Size

12.8 KB

Accession

0001209191-13-003356

Insider Transaction Report

Form 4
Period: 2013-01-14
Ceres, Inc.CERE
Ambergate Trust
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-01-14$4.78/sh+36,505$174,523→ 2,314,727 total
  • Purchase

    Common Stock

    2013-01-15$4.65/sh+94,759$440,591→ 2,409,486 total
Holdings

  • Common Stock

    359,000
Lynda De Logi Trust
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-01-15$4.65/sh+94,759$440,591→ 2,409,486 total
  • Purchase

    Common Stock

    2013-01-14$4.78/sh+36,505$174,523→ 2,314,727 total
Holdings

  • Common Stock

    359,000
Smith Dana C
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-01-15$4.65/sh+94,759$440,591→ 2,409,486 total
  • Purchase

    Common Stock

    2013-01-14$4.78/sh+36,505$174,523→ 2,314,727 total
Holdings

  • Common Stock

    359,000
Rothschild Trust Guernsey Ltd (Ambergate)
10% Owner
Transactions
  • Purchase

    Common Stock

    2013-01-15$4.65/sh+94,759$440,591→ 2,409,486 total
  • Purchase

    Common Stock

    2013-01-14$4.78/sh+36,505$174,523→ 2,314,727 total
Holdings

  • Common Stock

    359,000
Footnotes (4)
  • [F1]Represents the weighted average sales price of shares sold at prices from $4.56 to $4.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
  • [F2]Held by the Ambergate Trust.
  • [F3]Represents the weighted average sales price of shares sold at prices from $4.61 to $4.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
  • [F4]Held by the Lynda De Logi Trust.

Documents

1 file

Issuer

Ceres, Inc.

CIK 0000767884

→
Entity typeother

Related Parties

1
  • filerCIK 0001541383

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 8:59 PM ET
Size
12.8 KB
View on SEC.gov