4//SEC Filing
Whalen Edward J 4
Accession 0001209191-13-004096
CIK 0001320854other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 5:51 PM ET
Size
14.2 KB
Accession
0001209191-13-004096
Insider Transaction Report
Form 4
Whalen Edward J
DirectorPresident and CEO
Transactions
- Award
Employee Stock Option (right to buy)
2013-01-18+11,200→ 11,200 totalExercise: $24.56Exp: 2023-01-18→ Common stock (11,200 underlying) - Award
Common Stock
2013-01-18+4,130→ 4,130 total
Holdings
- 15,000
Employee Stock Option (right to buy)
Exercise: $29.88Exp: 2021-01-13→ Common stock (15,000 underlying) - 26,000
Common Stock
- 19,600
Employee Stock Option (right to buy)
Exercise: $23.40Exp: 2022-01-12→ Common stock (19,600 underlying) - 200,000
Employee Stock Option (right to buy)
Exercise: $19.96Exp: 2020-01-26→ Common stock (200,000 underlying) - 7,250
Employee Stock Option (right to buy)
Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying)
Footnotes (10)
- [F1]Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 18, 2013 and will vest in three equal annual installments beginning on January 18, 2014. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F10]On January 26, 2010, the recipient was granted 200,000 options which are fully vested and currently exercisable.
- [F2]The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F3]These shares are held in the Edward J. Whalen Descendants Trust for which the reporting person is the settlor and sole trustee and maintains full investment descretion. The reporting person's son is the sole beneficiary of the trust.
- [F4]Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan
- [F5]The options vest in three equal annual installments beginning on January 18, 2014.
- [F6]The options were granted pursuant to the Issuer's 2005 Long term Incentive Plan, for which no consideration was paid by the recipient.
- [F7]On January 12, 2012, the recipient was granted 19,600 options. 6,533 stock options are fully vested and currently exercisable, 6,533 stock options will vest on January 12, 2014 and 6,534 stock options will vest on January 12, 2015.
- [F8]On January 13, 2011, the recipient was granted 15,000 options. 10,000 stock options are fully vested and currently exercisable and 5,000 stock options will vest on January 13, 2014.
- [F9]On February 23, 2010, the recipient was granted 7,250 options. 4,832 stock options are fully vested and currently exercisable and 2,418 stock options will vest on February 23, 2013.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeother
Related Parties
1- filerCIK 0001322444
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 5:51 PM ET
- Size
- 14.2 KB