Baumgarten David A 4
4 · BANK MUTUAL CORP · Filed Jan 24, 2013
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
Baumgarten David A
DirectorPresident
Transactions
- Award
Options to buy
2013-01-22$4.82/sh+24,000$115,680→ 24,000 totalExercise: $4.82Exp: 2023-01-22→ Common Stock (24,000 underlying) - Award
Common Stock
2013-01-22+20,500→ 115,050 total
Holdings
- 50,000
Options to buy
Exercise: $7.22Exp: 2020-05-03→ Common Stock (50,000 underlying) - 50,000
Options to buy
Exercise: $5.05Exp: 2021-01-18→ Common Stock (50,000 underlying) - 40,000
Options to buy
Exercise: $3.39Exp: 2022-01-17→ Common Stock (40,000 underlying)
Footnotes (5)
- [F1]Restricted stock grants under the 2004 Stock Incentive Plan. The shares (20,500 shares in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- [F2]Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each based on the number of shares granted beginning May 3, 2011.
- [F3]Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (40,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (24,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.