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4//SEC Filing

ANDEREGG P TERRY 4

Accession 0001209191-13-004317

CIK 0001123270other
View on SEC.govCompany Profile

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 6:23 PM ET

Size

15.0 KB

Accession

0001209191-13-004317

Insider Transaction Report

Form 4
Period: 2013-01-22
BANK MUTUAL CORPBKMU
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Award

    Common Stock

    2013-01-22+10,000→ 59,314 total
  • Award

    Option to buy

    2013-01-22$4.82/sh+12,000$57,840→ 12,000 total
    Exercise: $4.82Exp: 2023-01-22→ Common Stock (12,000 underlying)
Holdings

  • Common Stock

    (indirect: By IRA)
    23,343

  • Common Stock

    (indirect: Held in ESOP)
    35,250

  • Common Stock

    (indirect: By 401(k))
    3,349

  • Common Stock

    (indirect: By 401(k))
    37,584

  • Option to buy

    Exercise: $10.67Exp: 2014-05-03→ Common Stock (100,000 underlying)
    100,000

  • Option to buy

    Exercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
    15,000

  • Option to buy

    Exercise: $3.39Exp: 2022-01-17→ Common Stock (20,000 underlying)
    20,000
Footnotes (8)
  • [F1]Restricted stock grants under the 2004 Stock Incentive Plan. The shares (10,000 shares in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F2]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2011.
  • [F3]Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on a Plan statement dated 5-17-2012.
  • [F4]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2011.
  • [F5]Employee Stock Option. The option is fully vested.
  • [F6]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F7]Stock option granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F8]Stock option granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeother

Related Parties

1
  • filerCIK 0001230049

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 6:23 PM ET
Size
15.0 KB
View on SEC.gov