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4//SEC Filing

Schroeder Richard L 4

Accession 0001209191-13-004325

CIK 0001123270other
View on SEC.govCompany Profile

Filed

Jan 23, 7:00 PM ET

Accepted

Jan 24, 6:41 PM ET

Size

11.0 KB

Accession

0001209191-13-004325

Insider Transaction Report

Form 4
Period: 2013-01-22
BANK MUTUAL CORPBKMU
Schroeder Richard L
Controller
Transactions
  • Award

    Options to buy

    2013-01-22$4.82/sh+5,000$24,100→ 5,000 total
    Exercise: $4.82Exp: 2023-01-22→ Common Stock (5,000 underlying)
Holdings

  • Options to buy

    Exercise: $3.39Exp: 2022-01-17→ Common Stock (7,500 underlying)
    7,500

  • Common Stock

    (indirect: Shares held in ESOP)
    301

  • Common Stock

    (indirect: By 401(k))
    170

  • Common Stock

    (indirect: By Spouse)
    1,834

  • Options to buy

    Exercise: $5.05Exp: 2021-01-18→ Common Stock (8,000 underlying)
    8,000
Footnotes (6)
  • [F1]Held in the Bank Mutual Corporaton 401(k) Plan. The information is based on the Plan statment dated 5-17-2012.
  • [F2]Shares held by Mr. Schroeder's wife.
  • [F3]Held in the Bank Mutual Corporation ESOP Plan. The information presented is based on the Plan statement dated 12-31-2011.
  • [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (8,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F6]Stock option granted under the 2004 Stock Incentive Plan. The options (5,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeother

Related Parties

1
  • filerCIK 0001462959

Filing Metadata

Form type
4
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 6:41 PM ET
Size
11.0 KB
View on SEC.gov