HICKS MICHAEL E 4
4 · OMNOVA SOLUTIONS INC · Filed Jan 25, 2013
Insider Transaction Report
Form 4
HICKS MICHAEL E
Sr VP Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2013-01-23$7.80/sh−1,328$10,358→ 192,107 total - Award
Common Stock
2013-01-23+3,479→ 193,435 total - Award
Common Stock
2013-01-23+15,800→ 207,907 total
Holdings
- 31,665.887(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Reflects shares issued pursuant to the terms of a performance share award granted on February 9, 2011 under the OMNOVA Solutions Inc. Second Amended and Restated 1999 Equity and Performance Incentive Plan. On January 23, 2013, the Compensation and Corporate Governance Committee determined the extent to which the performance objectives established in February 2011 had been achieved and, accordingly, awarded the number of shares reflected herein.
- [F2]Represents shares withheld to satisfy the tax withholding obligation upon awarding performance shares. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).
- [F3]Granted under the OMNOVA Solutions Inc. Third Amended and Restated 1999 Equity and Performance Incentive Plan pursuant to a Restricted Stock Agreement dated 01/23/2013.
- [F4]Shares held in the OMNOVA Solutions Retirement Savings Plan as of 1/23/2013 per the Plan Administrator's Records.